Alan Balch - Trainers’ rights?

By Alan F. Balch

Justice—and injustice—are as old as humanity. Our contemporary ideas and standards of fairness trace all the way back to the very beginnings of recorded history, whether in Egypt, Greece or Rome.

“Lady Justice” appears at courthouses and law schools almost everywhere, although few of us take the time to see what she symbolizes. The scales of justice connote impartiality, the weighing and balancing of the sides to any issue. The sword, usually unsheathed, commands respect, and means there’s no justice without enforcement of a decision. A double-edged blade protects the innocent as well. The blindfold—a relatively contemporary addition—stands for objectivity and is a barrier to connections, politics, fame or wealth influencing an outcome.

The evolution and role of justice in racing are more ambiguous. Even though King Henry VIII (or possibly Lord George Bentinck) famously declared that “all men are equal on the turf, and under it,” such an opinion has rarely if ever applied to the discipline or behavior within our sport’s community. It’s probable, in fact, that the description of the lowly being “called on the carpet” originated in racing:  when the grand poohbahs or stewards of the Jockey Club in England confronted an offender to the regular order of behavior who deserved a scolding. Or worse.    

In my own time, dating back only 50 years, I’m ashamed to say we in track management used to laugh that the Constitution of the United States applied everywhere except within a race track enclosure. For better or worse (and in the earliest years of modern racing during the Great Depression, it may well have been for the better), to speak of “rights” for anyone other than the track ownership and stewards was anathema. But in those early days, as the only organized sport or activity with state-sanctioned and legal betting on the outcomes, amidst a sea of economic deprivation, hardship and blossoming organized crime, preserving racing’s integrity seemed to demand draconian rule.   

In California, one steward was appointed by management—one by the State of California—and those two selected a third. Needless to say, the track had the upper hand in all decisions and discipline. It was the mid-1970s before things started to change, gradually at first. Still, when the major tracks had multiple applications from horsemen for every available stall, and many major owners still had private trainers, we weren’t living in a “civil rights” paradise for anyone—whether customers, horsemen, or backstretch denizens.

By its nature, with enormous sums of money involved, in betting, purses, real property and bloodstock values—not to mention public economic impacts and multipliers far beyond any individual track or farm—racing required (and still requires) meticulous statutory and regulatory oversight. The law is there, and the rules are there to protect and enhance the public interest, including the economy. In California, that means the Horse Racing Board (CHRB) is empowered to supervise all of it. Politics may enter, of course, because the governor appoints its commissioners. But until the 1970s, CHRB had only three members . . . increasing politicization came during years of expansion and labor strife as it grew from the original three to five to the current seven appointees.

Nowadays, trainers everywhere, not just in California, are justifiably concerned with methods of rule enforcement and their legal protections (or lack thereof) as they prepare and race horses under greater public scrutiny than ever before. Are they entitled to meaningful fair procedures when their conduct is questioned or criticized, not just in the rule enforcement process, but generally? Can they be protected from scapegoating in a sport that is fundamentally reliant on risk, and inherently hazardous, involving precious animals?

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#Soundbites - Is turf racing safer for horses than dirt?

By Bill Heller

With ongoing concerns about equine welfare and speculation in the industry about reintroducing synthetic tracks to replace dirt tracks, we asked trainers, “Is turf racing safer for horses than dirt?”

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Christophe Clement

I don’t like the question. You can compete on a safe turf course or an unsafe turf, a safe dirt or an unsafe dirt. I don’t think one surface is safer than the other. With synthetics, they shouldn’t have dirt or synthetic tracks; they should have dirt and synthetic. And turf, too. Why not have all three?

*****************************************

Peter Miller

Peter Miller - Yes. Synthetic and turf are safer; they mimic each other. Both are safer than dirt racing. Statistically, it’s safer. I would imagine the reason is that they stay on top of it, instead of going four to six inches into it. There is less pressure on the joints. And there’s more bounce to it, like running on grass instead of sand. It’s more forgiving.

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John Servis

Statistically yes, but there are a lot more dirt races. I don’t necessarily think turf is safer.

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Brian Lynch

Brian Lynch - I would say for sure. It might be a lot more forgiving. You see a lot of eight and nine-year-olds running on turf and you don’t see that on dirt—those long-tenured horses running in big races. I’ve had a lot of luck keeping grass horses around longer and keeping them going. I’ve had a lot of experience on the poly, but what keeps horses around for a long time, I’d say, is turf.

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Joe Sharp

I think absolutely that turf racing is safer than dirt. It’s more consistent. Statistically, the numbers show they are much safer, and to me, personally, I think turf is much safer.

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Peter Eurton

That’s a hard question to answer. To be honest, I really don’t know. I haven’t had too many bad accidents on turf or dirt, knock on wood. I’ve had more on dirt obviously because I race more on dirt. I’ve had accidents on turf and dirt. I’ve had turf horses get hurt on dirt while training.

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Barclay Tagg

Michael Stidham

No question that turf is safer, especially on a firm course vs. a yielding or a soft turf. On firm turf, as long as it’s not too firm, they’re going over the top of the turf. On a soft or yielding course, they sink down into it. And I’m a big believer in synthetic tracks because I believe they are safer to train on it. And the numbers back it up. Some horses might not race well over it. They should have three surfaces: turf, dirt and synthetic.

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Barclay Tagg

My answer would be definitely. And I’m a firm believer that they don’t bleed as easily on turf. I do believe that. From our experience, Robin (Smullen) and I both believe that turf racing is easier on the horses.

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Susan and Charles Chu

Susan Chu fell in love with horses long before she saw her first horse race. A native of Taiwan, which she describes as a “beautiful but small country,” she discovered horses after her children decided they loved them and wanted to ride them. “I took them to the mountains to see horses, but I never had a chance to touch one,” she said. “My kids wanted to ride, so I started sending them to camp at horse farms to ride little ponies. They so enjoyed it.”

She would too, after her daughter Vicky pushed her to learn how to ride. Susan did dressage, hunter-jumping and show jumping, eventually acquiring and developing Olympic-level show jumpers with her husband Charlie. That was after four-fifths of their family emigrated to the United States. 

Susan and her three kids, Vicky and sons Leo and Jerry, emigrated to America in 2000, landing in North Andover, Mass., just north of Boston. Charlie, 55, remained in Taiwan to run their business, Portman Electronics, which manufactures GPS navigational systems and has grown substantially since its inception. Charlie supervised the manufacturing while Susan, 52, traveled the world promoting their company, frequently being the lone woman in meetings and trade shows.

Susan and Charlie not only run their business 8,500 miles apart, but they raised their family as well, spending one week a month together. The arrangement has and continues to work for Susan and Charlie, who has evolved into a world-class design engineer, traveling the globe as a consultant, assisting other Asian technology firms and hoping to break into foreign markets.

When her three kids were in college, Susan got a call from Vicky, an engineering major at Boston University who had been given an internship in Louisville, Ky. “She called and told me about the Kentucky Derby,” Susan said. “I didn’t know anything about it. What is the Kentucky Derby? My daughter advised me it was very exciting. We had no idea what is horse racing.”

She and Charlie decided to find out. They went to the 2010 Kentucky Derby and watched Super Saver win on a sloppy track. “That was really the first time we realized how many people went to the Derby,” she said.

The family returned to Louisville to watch 15-1 I’ll Have Another win the 2012 Run for the Roses, a race which redirected their lives. They bet on I’ll Have Another. “Charlie picked one horse, and he won!” Susan said. “We won a lot of money betting him. Charlie was very, very happy. He said, kind of joking, `We should go into this business.’ I said, `No problem.’ We had so much fun watching the race because we love horses so much—such beautiful creatures.”

When Charlie returned to Taiwan, Susan went to work. “I started to study,” she said. “I decided to create a company to run this business. If I want to do this business, I want to do good. I want to do it right. I realized how wonderful the industry is. I am Taiwanese. I am a woman. I needed to hire people who knew more than me—people who have a passion like me.”

They would race under the names of Baoma Corp and Tanma, which means “horse in the sky.” She made equine welfare a top priority.

Initially deciding to buy six horses, Susan needed a trainer. She traveled the country to interview seven trainers with Derby experience in New York, Maryland, Kentucky and California. The last trainer she talked to was a man used to finishing first, Hall of Famer Bob Baffert. “He was so very clear: `How many horses do you want to buy,’” Susan said. “He tells me the business is not easy.’”

Baffert remembers their first meeting: “I tried to talk her out of it. I said, `It’s a lot of ups and downs. You’ve got to be able to handle it. It’s a beautiful business, but there’s a lot of disappointment.’”

Susan appreciated his honesty. She knew she had her trainer. “I had great pleasure to talk to Bob,” she said. “I said this is the man I should be working with. Everything went so well.”

It hasn’t stopped. “I feel so much joy. I’m so grateful to Bob,” Susan said.

Baffert said, “She’s a lot of fun. She spends three hours feeding them carrots. Her husband Charlie..he’ll fly in from Hong Kong just to watch his horse run in a maiden race. He loves it. He loves the action.”

  He’s had lots of it. Their first horse, Super Ninety Nine, won the Gr3 Southwest Stakes by 11¼ lengths, then finished third in the Gr1 Santa Anita Derby. “We watched him win by 11 lengths,” Susan said. “It was amazing. To enjoy so much success so early.”

They subsequently campaigned 2016 Champion Sprinter and Breeders’ Cup Sprint winner Drefong, who also captured the Gr1 Allen Jerkens Memorial; Chitu, a Gr3 stakes winner, who finished ninth in the 2014 Kentucky Derby and is now a stallion for them; Gr2 winner Faypien, and Gr3 winner Lord Simba.

Their success led Charlie and Sue to receive the 2017 New Owner of the Year from OwnerView.  

In 2019, their two-year-old filly Bast brought them back into the winner’s circle in a Gr1 stakes, the Starlet, after she finished third in the Gr1 Breeders’ Cup Juvenile Filly. “When I went to see her after the Breeders’ Cup, she didn’t come to me like she normally does,” Susan said. “She doesn’t want to eat carrots. She just stood in the back of the stall. She was angry. She lost.”

After the victory in the Starlet, Susan got a different reaction when she came to the barn. “I ran to the barn to thank her, and she was so happy. She came to me. She tried to tell me she won. She totally knows.”

Success hasn’t deterred Susan from her goal of taking care of horses. She has been a huge supporter of Michael Blowen’s Old Friends Farm in Georgetown, Ky. “She came to the farm on a tour,” Blowen said. “She loves the horses. She lights up when she sees them. She’s so nice. Any time we run a little short, I call her and she covers it. Fifty thousand dollars would be a conservative guess of how much she’s contributed.”

She feels she is giving back, saying, “The joys that our horses bring us today, we will have for life.”

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Robert Donaldson

Nearly 50 years after they jump-started their continuing love affair and marriage by jumping the fence at Garden State Park to watch the last race at the age of 14, Robert Donaldson and his wife, Sue, had an interesting afternoon on May 18, 2018. Previously, with the approval of Sue (a teacher), Donaldson (a 62-year-old retired pharmaceutical executive) had been racing claimers. 

That changed that afternoon when Donaldson called his former trainer, Carlos Guerrero, to inquire about a possible claim. Guerrero happened to be at the Timonium Two-Year-Olds in Training Sale in May. “I had spent time with that catalog,” Donaldson said. “I grabbed a sales book. I told him, ‘I want you to possibly buy a horse.’ I called to get a credit line for $100,000. They were on No. 43. I told him, `No. 50 is a Hard Spun.’ I said, `Carlos, have you seen him?’ He said, `He’s a good-looking colt. He texted me, `How much do you want to spend?’ I said, `$70,000.’ They were at $60,000, once, twice, three times; and Carlos bid $64,000.”

They got the colt. “Every horse prior to that I had claimed,” Donaldson said. “This is the first baby I bought.”

Now there was a personal matter to address. “I did this without speaking to my wife about it,” he said. “This went down. She was at school teaching three- to five-year-olds.”

The conversation when she got home went something like this:

“I bought a baby for $64,000.”

“What?”

“I bought this horse for $64,000.”

Donaldson continued, “She was cool with it. She’s a gamer like me. Not many people could tell their wife that, and it’s okay. Sue—I love her more today than I did then. I’m very lucky.”

They were 14 when they broke into Garden State to watch a race. “We were freshmen in high school,” Donaldson said. “She played field hockey. I played football. Her uncle dabbled with horses, and she always liked them. When we got together, we had a common interest.”

One afternoon, they bet $5 on a longshot at Garden State but couldn’t stay for the race. “We had to go home for dinner,” Donaldson said. “We listened to the results on the radio. He paid about $100. That was big-time action at my age. We were really smitten from then on.”

After Robert graduated from Susquehanna University in Pennsylvania, Donaldson worked for Kellogg’s before he found his career in pharmaceuticals, working for three different companies, including Astra Pharmaceuticals (now Astra Zeneca), a Swedish start-up company in Westborough, Mass. Sue worked at the Romney School for the Deaf and Blind.

Donaldson made his first claim at Garden State, taking Pitch Out for $7,500. “He turned into an overnight stakes horse,” Donaldson said. “I got offered $30,000 for him, and I took it.” That led him to claiming Groovy Feeling for $20,000. “She turned into a Gr2 stakes winner with John Servis and was the top handicap mare in New York,” he said. “She won the Gr2 Ladies Handicap and the Gr3 Rare Treat and Next Move. She was just a killer. She’d get on the front end and say, `See ya.’” He also had a good run with Slick Horn, a $40,000 claim. “Talk about a nice horse,” Donaldson said. “He would give you everything he had. When he heard another horse coming, he’d pin his ears back. He was ultra-game—a good hard-knocking horse.”

Donaldson took a break from Thoroughbreds for a good reason. “I had to educate my kids,” he said. “I put our priorities in place. The horses took a back seat. I got out of the game for a few years. I still would go to Garden State. I missed it.”

Both his daughter Christine and son Steven prospered after college, Christine doing clinical trials in drugs, Steven becoming a tree surgeon. He also is an artist, climber and a charity worker.

Then Donaldson got back in the game, reconnecting with Guerrero and reinstating him as his trainer on Spun to Run.  

Spun to Run needed five starts to break his maiden; he won two in a row then finished third to Maximum Security in the Gr1 Haskell. He captured the Gr3 Smarty Jones, finished a close fifth by 1 ½ lengths to Math Wizard in the Gr1 Pennsylvania Derby and won the $100,000 M.P. Ballezzi Appreciation Mile at Parx. That made Spun to Run two-for-two at one mile and convinced Guerrero and Donaldson to give their rapidly improving three-year-old colt a start in the Breeders’ Cup Mile to take on superstar Omaha Beach.

When Spun to Run won the Breeders’ Cup Dirt Mile wire-to-wire by 2¾ lengths over Omaha Beach, the Donaldsons had their first Gr1 stakes victory. Spun to Run followed that effort with a strong second to Maximum Security in the Gr1 Cigar Mile. “It’s just indescribable,” Donaldson said. “This horse has brought so much enjoyment—I can’t tell you.”

It’s a journey he’s shared with the woman he loves. “She keeps me grounded,” Donaldson said. “Sue is so much a part of me.”

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Ryan Exline and Justin Border

Ryan Exline will never forget the feeling after he bought his first horse at the 2013 Ocala March Two-Year-Olds in Training Sale for himself, his dad and three friends who had decided to take a shot and buy their first Thoroughbred. “I remember sweating profusely in an Uber heading to the airport,” he said. There was a good reason. The group had agreed to budget $50,000. On the advice of bloodstock agent Marette Farrell, Exline spent $100,000 to purchase Sheza Smoke Show, who had worked a furlong in :10 flat.

“I called the others and said, `Congratulations, we bought a horse. We spent a little more than we wanted,’” Exline said. “We gave them the option of going in or not. Every single person went in.” 

Justin Border was one of the friends he called. “I’m following along the sales online. Obviously, it was a shock. I was fine, once I got up from falling down on the floor,” he laughed. “We were just two guys getting into this crazy game.” 

They’re two guys who are 50-50 partners in Exline Border Racing, which did just fine with Sheza Smoke Show. “Thankfully, she went on to win a Gr1 at Santa Anita,” Exline said. “She earned $150,000 racing. And we sold her for over $200,000 at a broodmare sale. We had to retire her a little early because of injuries.”

Exline, 38, is a senior living management administrator who was born in Oklahoma, moved to Indianapolis with his family when he was three, and ultimately moved to San Diego in 2006. He’d watched the Kentucky Derby on TV but never attended a racetrack.

That changed when some high school friends who had moved from Indiana to San Diego decided to go to the track—Del Mar—near Exline’s condo. “I’d never been before,” he said. “We all went. It seemed like we couldn’t lose a race. I said, `Wow, it’s an easy way to make money.’”

He quickly learned that bettors can lose too, but his fascination with the sport had taken root. “I started researching it and studying it,” he said. “One day, I decided I wanted to own a horse. How do you do that? I needed to surround myself with people who are smarter than me. I got referred by a friend to Marette.”

Border, a 45-year-old occupational therapist from Northern California, had been raised around horses in Brentwood, a small town near San Francisco. He learned to ride at the age of five on a Quarter Horse named Red Bert Bailey. Unfortunately, the horse died when Border was seven. “It was a life lesson for a little kid, but it certainly didn’t put me off loving horses and wanting to take care of them,” he said.

He met Exline through work at a senior rehab facility in San Diego. “Immediately, I saw he had a lot of Indianapolis Colts paraphernalia, so I knew he was into sports,” Border said. “A big Colts fan, he had gone to the Super Bowl. We got talking about sports then about work. We became fast friends from there.”

Now they’re partners. And, after purchasing their first Thoroughbred, they needed a trainer. “We knew we needed a trainer who would have patience with us,” Border said. “Peter Eurton was highly recommended by another trainer. I said, `I think we have our guy.’ Ryan took the lead on reaching out to Peter. He called him and said, `Peter you don’t know us, but we have a horse, and we want to go into your barn.’ He saw the video from the sale, looked up the page in the catalog and said, `That’s a pretty nice filly.’”

Since then, Exline Border Racing has mostly hit home runs. After spending $100,000 to buy Bayonet—a Colonel John filly who didn’t make money on the track and became a broodmare—they campaigned the hard-hitter Giant Expectations, a winner of four of 23 starts including a pair of Gr2 stakes. He will race as a seven-year-old this year. “He’s been a special horse for us,” Exline said.

So was their brilliant 2016 Two-Year-Old Filly Champion Filly Champagne Room, who won the 2016 Breeders’ Cup Juvenile Filly at 33-1; and Storm the Court, a two-year-old they purchased at Ocala in April 2019, for $60,000 who gave them their second Breeders’ Cup victory in the 2019 Juvenile.

“It’s been the stuff of dreams,” Border said. “Then again, it’s the result of a lot of hard work and a lot of great people helping us—a trainer like Peter and an agent like Marette. It’s a reflection of their talent and their expertise, and that the horse always comes first. We’re very humbled by the success we’ve had in such a short time.”

Before Storm the Court became “the stuff of dreams,” Exline, Border and their other partners on the horse, Dan Hudock, Susie Wilson and David Bernsen, had to survive a frightful moment in the Gr1 Del Mar Futurity on Sept. 2. Just a few steps out of the gate, Storm the Court was knocked sideways by Eight Rings when he ducked inside. Both horses lost their jockey, Flavien Prat and Drayden Van Dyke.

“We had the rail,” Border said. “We were happy with the break. We felt fine. Then all of a sudden, here comes Eight Rings looking like he was turning to go into the infield. We see our jockey went down. Storm was running loose on the track. With a two-year-old, that’s just a nightmare. We were looking back to see if the jockey was okay. We were looking at our horse. An outrider finally caught him on the turn. We walked on the track—a really upsetting moment at least. Flavien got up. The horse came off the track okay, not hurt, not lame.”

In his first race back, Storm the Court finished third by 8 ¼ lengths to Eight Rings in the Gr1 American Pharoah Stakes Sept. 27. Then Storm the Court won the Breeders’ Cup Juvenile wire-to-wire by a neck at odds of 45-1. “Maybe two steps before they hit the finish line, all the blood left my body,” Border said. “There was this rush, knowing he had done it. Everybody exploded. Couldn’t find enough people to hug.”

He knows which horse to hug. “We love our boy,” he said.

Asked how he can possibly not dream about the 2020 Kentucky Derby, Border said, “It’s impossible.”

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Testosterone - More than just muscles

By Dr Catherine Dunnett

Testosterone is a hormone that has received a lot of attention in the media, mostly in a negative context due to its historical doping use in humans and animals.  When we think about testosterone we associate it with muscle building and aggression. There is, however, so much more to testosterone, which I have uncovered in recent weeks.  

Testosterone is a hormone that is produced naturally by colts, fillies and geldings in varying amounts. Colts show a naturally higher circulating level of testosterone than geldings and fillies. Testosterone is classified as a steroid hormone, and it has a characteristic ring-like structure, being ultimately derived from cholesterol (see Figure 1).  It is produced primarily in the testes in colts, but perhaps surprisingly also in the ovaries and adrenal glands, which explains the natural levels found in fillies and geldings.  

Testosterone is responsible for the development of primary sexual characteristics in males and also drives muscle development. However, it is also converted to dihydrotestosterone and estradiol, both of which have interrelated functions.  Estradiol has a major role to play in the brain and in maintaining cartilage integrity and bone density. Interestingly, neither synthetic testosterone, nor dihydrotestosterone can be converted to estradiol; and so this is likely to have negative connotations for bone when the muscular strength is affected through synthetic testosterone administration.

Testosterone also has an effect on blood by stimulating the production of red blood cells. It is also reputed to have a psychological impact beyond the well-recognized effects on sexual drive and aggression.  In people, testosterone is reported to boost confidence and positivity in some circumstances, as well as dominance and competitive success.

Testosterone synthesis is not straightforward and forms part of a complex series of pathways where cholesterol can be converted to one of many possible steroidal substances. How much testosterone is produced is controlled by a series of hormones and various feedback mechanisms. Stimulation of testosterone synthesis would be difficult to achieve non-medically, yet it has been a target of supplement manufacturers in humans and horses over many years.  Ingredients such as gamma oryzanol, fenugreek, ginseng, velvet antler, horny goat weed and others have been offered as having a positive effect on testosterone synthesis. Most of these ingredients, however, would have little in the way of science to support this and even where some published studies exist. For example, for extracts of fenugreek, there is significant controversy over the validity of the results. Additionally, one can never be sure that a positive result in one species will deliver the same in another species due to differences in digestion and absorptive capacity, as well as physiological differences.  As far as I am aware, there are no ingredients or products that have been unequivocally shown to boost circulating testosterone in horses.

Rice bran oil

One such ingredient—gamma oryzanol—is a nutritionally important constituent of rice bran oil and is normally present at a level of about 1-2%.  Gamma oryzanol is sometimes marketed as a “natural steroid” with the ability to increase circulating testosterone naturally. Gamma oryzanol is in fact not a single compound but a mixture of ferulic acid esters of triterpene alcohols and plant sterols. 

Gamma oryzanol has been used in both human and equine athletes in the belief that it elicits anabolic effects, ranging from increased testosterone production and release, to stimulating growth hormone release. …

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Modern saddle design - how technology can quantify the impact saddles have on performance

By Dr Russell Mackechnie-Guire

Thanks to advances in technology, it is getting easier for scientists to study horses in a training environment. This, combined with recent saddlery developments in other disciplines, is leading to significant progress in the design and fit of exercise saddles.

Back pain, muscle tension and atrophy are common issues in yards. Although there are many contributory factors, the saddle is often blamed as a potential cause. Unlike other equestrian sports, where the effect of tack and equipment on the horse has been investigated, until now there has been little evidence quantifying the influence of exercise saddles.

New era

The technological advances used in sport horse research are sparking a new era in racing, enhancing our understanding of the physiological and biomechanical demands on the horse and helping improve longevity and welfare. For the trainer this translates into evidence-based knowledge that will result in marginal or, in some cases, major gains in terms of a horse’s ability to race and achieve results. Race research has always been problematic, not least due to the speed at which the horse travels. Studies have previously been carried out in gait laboratories on treadmills, but this is not representative of normal terrain or movement. Thanks to new measuring techniques, we can now study the horse in motion on the gallops. Evidence of this new era arises from a recent study published in the Journal of Equine Veterinary Science. It found areas of high pressures under commonly used exercise saddles which had a negative influence on back function, affecting the horse’s gallop and consequently performance. 

Figure 1: Three most commonly used saddle-tree lengths, plus the new design (purple 40cm)

The pressure’s on

Researchers used a combination of pressure mapping and gait analysis (see Technology in focus panel) to investigate three designs of commonly used exercise saddles: full tree, half tree and three-quarter tree. The aim was to identify pressure magnitude and distribution under each of the saddles then to establish whether the gait (gallop) was improved in a fourth saddle designed to remove these pressures. 

Areas of high pressure were found in the region of the 10th-13th thoracic vertebrae (T10-T13). Contrary to popular belief, none of the race exercise saddles tested in this study produced peak pressure on or around the scapula. The pressures around T10-T13 at gallop in the half, three-quarter and full tree were in excess of those detected during jumping or dressage in sport horses. They were also higher than pressures reported to be associated with clinical signs of back pain. Therefore, it is widely accepted that high pressures caused by the saddle could be a contributory factor to back pain in horses in training.  

FIgure 2: Half tree: High peak pressures in the region of T10-T14 were consistent with the end of the tree.

Three-quarter tree: Peak pressure was localized on one side of the back at a time, depending on the horse’s gallop lead.

Full tree: Peak pressure was further back and, although not high, gait analysis demonstrated a reduction in the extent to which the hindlimb comes under the horse, reducing the power in the stride.

New design: A more uniform pressure distribution, recording the lowest peak pressures at each location.]

Lower pressure leads to longer strides

Figure 3: A greater femur-to-vertical angle indicates that the hindlimb is being brought forward more as the horse gallops.

When looking at propulsion, there are two important measurements: the angle of the femur relative to the vertical and hip flexion. When pressures were reduced beneath the saddle, researchers saw an increased femur-to-vertical angle in the hindlimb and a smaller hip flexion angle (denoting the hip is more flexed).

Figure 4: A smaller hip flexion angle denotes the hip is more flexed, allowing the horse to bring his quarters further under him and generate increased power.]


When pressure is reduced in the region of T13, the hindlimb is allowed to come more horizontally under the horse at this point in the stride, leading to an increase in stride length. Researchers speculate that this could be due to the fact that the thorax is better able to flex when pressure is reduced.

Perhaps surprisingly, the study found that reducing saddle pressures did not result in any significant alteration in the forelimb at gallop. The major differences were recorded in hindlimb function. This could be explained anatomically; the forelimb is viewed as a passive strut during locomotion, whereas the hindlimbs are responsible for force production.

Figure 5: Improved hip flexion was recorded in the new saddle design (A) compared to a commonly used saddle (B).

This is consistent with findings in the sport horse world, where extensive research investigating pressures in the region of the 10th-13th thoracic vertebrae has shown that reducing saddle pressure is associated with improved gait features in both dressage and jumping. 

Speed matters

High speeds are associated with higher vertical forces beneath the saddle. It has been shown that a 10% increase in speed at walk increases pressures under the saddle by 5%, and in trot the figure rises to 14%. Figures for canter or gallop have not been recorded, but pressures under exercise saddles were significantly higher than in dressage or jumping, despite the jockey being in a standing position and having a lower center of mass compared to most other equestrian athletes. Plus, race exercise saddles are lighter than those in other disciplines. These findings support the theory that the higher pressures seen in gallop are due to forces created by an increase in speed.

At walk, with the addition of a rider, the forces on the horse’s back are equivalent to the rider’s body mass. At trot, this becomes equivalent to twice the body mass, and two-and-a-half times at canter. In gallop, the horse’s back is experiencing a higher range of motion than in any other gait; so if the saddle induces high pressures or limits this movement, it will undoubtedly compromise the gallop. The speed in this study was standardized so that any alterations in pressure distribution would be directly attributed to the saddle and not to alterations in ground reaction forces. 

Efficiency of stride

Horses in training spend most of their time in an exercise saddle. As each loading cycle causes joint wear and tear, if a new design of the exercise saddle can help the horse achieve a longer stride length, this would mean fewer strides are necessary to cover any given distance. A study has suggested that horses have a maximum number of gallop strides in them before they fail, so any reduction in stride quantity (loading cycles) could potentially reduce injury risk. 

Compared to work, when racing, the saddle pressures are higher still. A study in 2013 looking at pressures under race saddles identified peak pressures on the spinous processes of the actual vertebrae. These pressure-sensitive bony prominences are not evolved to withstand pressure and are less equipped than the surrounding muscles to do so. Spinal clearance is, therefore, an important consideration.

Pressure pads

All saddles tested in the recent research achieve spinal clearance by means of panels separated by a channel. However, in an attempt to alleviate spinal pressure and make one saddle fit many horses, it’s standard practice to use multiple pads under an exercise saddle. This is counterproductive as it can lead to saddle instability. In galloping race horses, forward or backward slip is an issue, and this could be attributed to the use of pads. In addition, too much bulk under the saddle puts a feeling of distance between the horse and jockey.

Tack and equipment form one part of a multi-factorial approach to training, and it is an area that, until now, has been largely overlooked by the scientific community. ….

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Alan F. Balch - Anticipating necessity

Looking back over 2019, it seems to me this has been The Year of the Bromide.  Our own annus horribilus in so many ways, including having to endure so many of those truisms, many of them dubious, owing to racing’s regrettable circumstances.

“Whatever doesn’t kill you makes you stronger.”  “The darkest hour is just before dawn.” “There is no I in TEAM, but ME is in there somewhere.”

And my own personal favorite: “Stress is the confusion created when one’s mind overrides the body’s basic desire to choke the living s**t out of some a**hole who desperately deserves it.”

So, yes, if there’s one thing we’ve plenty of, it’s stress.  As an enterprise, humor aside, all of us in racing are stressed as never before; not the least of that stress is trying to determine what’s been happening, why, and how we can correct our course.

It seems to me that the root of our problem is cultural.  Other sports, when distressed, can resort to multiple remedies including constant rule-changing when faced with fundamental problems.  Tennis invented the tie-breaker to eliminate endless boredom.  Basketball adopted the three-pointer for excitement and closer competition.  Baseball re-organized its leagues, designated hitters for pitchers, juiced the ball, defined wild card teams, and improved drug testing.  Football is finally concentrating on player safety . . . too late?

But we have an animal to nurture and protect.  We’re fundamentally different from all other sports.  How human culture treats animals has been evolving since the beginning of time, and that won’t stop.

In horse sport, we who have always preached animal welfare are now confronted by those who no longer speak in terms of humane husbandry, but instead of animal “rights.” Football players choose their game; horses do not, even though they’re bred for it.  Racing’s rabid enemies vehemently argue that “no animal can be required to participate in any activity without its informed consent.”  Seriously.  That means your pets and even your choice of food are at risk, according to these advocates, not just horse racing. And any leisure activity involving a horse or any other animal.

Absurd, you say?  No, it’s not.  I’ve been in front of several governmental authorities this year when these arguments have been made.  And have been received seriously and solemnly.  They underly, stimulate, and spread the entire worldwide opposition to racing we are seeing more and more every month.  Our experience and the media coverage of it at Santa Anita this year, and elsewhere, has given our enemies a platform and influence with media and journalists they always had but never before could exploit as they do now.  We belittle them, fail to understand them, and ignore these arguments and their consequences, at our peril.

A year ago in these pages, I actually praised The Jockey Club’s annual Round Table, for a change, on its enlightening and productive conference.  This year, I wish I could do the same . . . but with one exception, that’s impossible.  

The industry had a rare opportunity this August to listen to an expert who should also have been understood deeply:  David Fuscus of Xenophon Strategies, which deals with crisis management and communications.  Anyone whose company is named for the founder of horsemanship and cavalry command is someone we should take seriously.  The complete transcript of his remarks is readily available.  

After pointing out that every crisis, however dangerous, offers opportunity, he stated very simply that “the first rule of crisis communications is to end it.”  That is, end the crisis, take the actions necessary to correct the situation, and then clearly communicate that to the public.  But most often, he said, industries don’t “end it” because they don’t observe one or more of the four fundamentals he then described:  engagement, transparency, responsibility, and meaningful actions.

After detouring through non-racing case studies for illustration, he pointed out that many elements of racing are engaged on the current crisis, but not coordinated on a clear message or solution.  As to transparency, there is no unified narrative, so we’re perceived by the public as “cloudy.”  While we admit to being responsible for a problem, we don’t actually define or even agree on just what it is.  Meaningful actions?  We are a long way from ending the crisis, despite the serious steps begun in California and replicated elsewhere to improve safety.

Here, then, was a golden opportunity for The Jockey Club to set out explicitly what should have been and needs to be done. As an expert, who understands racing, Fuscus could have helped us understand and begin developing the fundamental “engagement” he said we required.  But what happened?  Instead, he pitched the Horse Racing Integrity Act, as did the following two speakers, one from the Humane Society of the United States (HSUS).  Each was at great pains to try to connect that same old, divisive Jockey Club legislative project (which deals exclusively with an authority for uniform national drug and medication rules) to what ails us now.  That can’t be done, at least in anything close to the bill’s present form, which even detracts from the engagement, transparency, responsibility, and meaningful actions we need!  Moreover, eliminating race-day Lasix and funding the United States Anti-Doping Agency would not improve our safety metrics, and might well even worsen them, all the while calling more attention to our sport’s supposed “cheaters and abusers.”

Was it a coincidence that the 2019 version of this legislation was introduced March 14 in Congress, simultaneously with California’s United States Senator and Santa Anita’s Congresswoman in Washington calling for racing at Santa Anita to be stopped?  I doubt it . . . since the HSUS political operatives were working over Congress in support of that legislation at the very same time Santa Anita had been closed for track renovations.

Does anyone seriously believe that the enemies of racing wouldn’t see through the smokescreen of that federal legislation in a heartbeat, were it even possible to enact, and could turn its passage into the rightful accusation that it does absolutely nothing to improve safety?  Worsening our perception problems?

To achieve true engagement of the entire American racing industry on this crisis, The Jockey Club, National Thoroughbred Racing Association, Breeders’ Cup, National HBPA, Thoroughbred Horsemen’s Association, California Thoroughbred Trainers, Thoroughbred Owners of California, New York Racing Association, Churchill Downs, The Stronach Group, National Turf Writers and Broadcasters Association, Association of Racing Commissioners International and each major racing state’s commission, should be invited immediately to appoint delegates of racing’s wisest and most experienced to a leadership council.  Unwieldy?  Maybe not so much – there is so much overlap and duplication among many of these organizations that preliminary conversations could well lead to a manageable number.  In any event, the first task of these Supreme Overseers would be promptly to elect a much smaller, more effective steering committee to organize an exceptionally serious closed-door brainstorming and consensus-building strategy summit prior to the end of this year.

Engagement is job one, remember, to coordinate on clear messaging and solution development.  Everything else flows from that.

And remember too, as I’ve written before, that we are in this situation because of our increasing failure over decades to observe the most basic principles of horsemanship and racing management, and adapt to cultural changes.  Breeding a more substantial, sound horse is fundamental to its welfare; so is that horse’s proper management and the proper management of the conditions under which it is raised, trained, and raced.  There is enormous room for improvement in these basics.

As daunting as those tasks, or more, is grappling with public perception.  The culture of “animals are people, too” no doubt started with human domestication of and care for animals.  That began with dogs around 15,000 years ago, researchers say, and other animals around 12,000 years ago.  It no doubt seemed only “natural” to begin naming particular domesticated animals and even ascribing human characteristics to them.  What we now call “media,” beginning in the early 1900s, intensely stimulated this process:  Felix the Cat was “born” in 1919 and Mickey Mouse in 1928.  Motion pictures and the advent of “talkies” literally gave these animals humanistic lives, and the race to anthropomorphize virtually everything was on.
Think of it:  we started naming mammals, then expanded to fowl (Donald Duck), and as media attention exploded, just about everything else:  insects, fish, even inanimate objects such as cars and natural phenomena like storms and winds.  This all seems to be an innate tendency of human psychology, and some believe it actually helps to keep humans happy and grounded.

Pets have come to be part of the typically affluent American family, of course, and are treated as such.  Prior to World War II, pets were far less common.  But now, expenditures in the United States alone on pets mushroomed from $17-billion in 1994 to an estimated $75-billion this year.     Almost 70% of American families now own a pet, and pet marketing is based fundamentally on ascribing human characteristics to pets, as each of us sees every day in media and markets if we have our eyes open.

Is it any wonder, therefore, that animal “rights” has taken over from animal welfare, in an unthinking way, by so many in our political and media leadership and influencers?  I freely admit that I didn’t understand the distinction myself until a few months ago, and I have little doubt that only a relatively small portion of the American public has given these issues much more than a passing thought.  Which is exactly what animal “rights” extremists are banking on.  The status and emphases of organizations like the 4-H Club and Future Farmers of America have been transformed as the nation has transitioned from less rural to more urban economies, and understandings of livestock husbandry have been diminished drastically and increasingly in the last 50 years.
It is in this very fertile soil that racing’s enemies are multiplying, flowering, and prospering, while we flounder to respond.  To end a crisis.  To save our sport’s reputation and the very sport itself.

If racing is to survive in anything like its present reach and magnitude, our leadership, our cavalry command, must act like Xenophon, with care for and husbandry of the horse above all else.  They must urgently develop our strategy, anticipating the necessity of changing in harmony with the cultural evolution we can all see.  Now.  And we soldiers in the cavalry – whether breeders, owners, trainers, veterinarians, regulators, or marketers – must execute their fully developed national strategy without reservation and with massive financial, emotional, political, media, and public relations support. 

There is no realistic alternative for ending this crisis.

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Terry Green

What’s a former professional cutting rider from Gulfport, Miss., doing in the winner’s circle at Saratoga Race Course after the Gr1 Hopeful Stakes? Well, he’s posing with his first Gr1 stakes winner, Basin, a horse he purchased for $150,000 at the 2018 Keeneland September Yearling Sale. “I can’t explain it,” Green said, taking a break from the 2019 Keeneland September Yearling Sale. “I’ve watched the race 25 times, probably 50 times. It’s hard to believe. When we bought the colt, we thought he was nice. When I’m sitting here in this arena, and you buy him from the bottom of the totem pole... what’s $150,000 when you see these prices these horses are going for?”

Green, 67, had quite a unique introduction to horses. “As a kid growing up in Mississippi, my grandfather had some horses,” he said. “He had cattle and he would turn them loose. Back in the day, we would brand them and turn them loose in the woods. At certain times of the year, we’d round them up. I would go into the woods with my grandfather and herd cattle. I couldn’t wait to do it every time with my grandfather. It was a blast.”

After graduating from the University of Southern Mississippi, Green became a developer, building houses, apartments and shopping centers—an occupation he continued when he moved to Houston in the late ‘80s. “I heard of cutting horses (a Western style equestrian competition which demonstrates a horse’s athleticism and the horse and rider’s ability to handle cattle), and I watched it,” Green said. “It was really cool—just a horse and a cow by themselves. I just enjoyed it so much.”

He enjoyed it even more when he became a cutting rider in the late ‘90s, competing in the non-pro ranks for some 15 years. In 2003, he opened 200-acre Jackpot Ranch in Weatherford, Texas, which became a leader in producing outstanding cutting horses.

By then, he’d ventured into the casino business, almost by accident. He and a friend in the restaurant business, Rick Carter, went on a day cruise out of Miami. “Everybody was in the casino,” Green said. “I said, `This would be unbelievable in Mississippi.”

Green and Carter contacted the Mississippi Port Authority and secured the rights to do a gambling cruise ship out of Gulfport. “We didn’t know anything about gambling,” he said. “We started sailing in and out of Mississippi. It didn’t work. We had too many people working in the engine room. We came up with the idea that if we could tie it to the dock, we could make it work. It got approved. I think it was 1989 or 1990. Now we own two casinos there, both in Gulfport, Miss. It’s really exciting. How did we do this? We were just a couple local guys from Mississippi.”

Thoroughbreds were next, thanks to his friendship with Mike Rutherford Jr., a fellow cutting rider. They became hunting buddies.

Mike’s father is a life-long horseman who began riding horses and working with cattle at the age of eight in Austin, Texas. He was a force in Quarter Horse racing before switching to Thoroughbreds. He purchased Manchester Farm in Lexington, Ky., in 1976, and it continues to thrive.

Mike and his father invited Green to their farm seven years ago. Green was blown away. “I said this is a great alternative,” he said. “I said I’m not going to be able to ride cutting horses forever.”

Two years later, Green and Rutherford Jr. created Jackpot Ranch-Rutherford. They purchased and campaigned Mississippi Delta. “She was a Gr3 winner,” Green said. “That really gave me a buzz.”

Green purchased some land near Lexington, Ky., to begin Jackpot Farm. “We built barns and paddocks,” Green said. “The last two years, I really got into it. I have about eight or nine horses now. I kind of fell in love with it pretty quick.”

Basin’s performance in the Hopeful did nothing to cool his passion. “Oh my God,” Green said. “It’s unbelievable.”

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Raymond Mamone

Quitting school at the age of 14 might not work for everyone, but it allowed 86-year-old Raymond Mamone an early entrance into the real world. He began hauling ice and plucking tomatoes, eventually earning enough to open his own body shop and get involved with Thoroughbreds by claiming 22 horses in one year. He even tried training his own horses for a few months.

Now he’s enjoying life more than ever, thanks to track-record breaking Imperial Hint—one of the top sprinters in the world and a horse from a mare he had given up on and sold. Luckily, he reconnected with Imperial Hint at the age of two, bought him for $17,500 and has watched with glee as Imperial Hint bankrolled more than $1.9 million. “You can’t believe it’s happening,” he said. “It doesn’t happen to many people. How many years do people spend trying to find a good horse?”

Born in the Great Depression, Mamone was the son of an Italian immigrant who worked in the Brooklyn Navy Yard and was a tailor, too. Raymond was born in Brooklyn, where he would sneak into Ebbits Field to watch the Dodgers. His family moved to New Jersey, and Mamone quit school at an early age.

“I went looking for work,” he said. “I was an ice man—$2 a day. To make more money, I went to work on a tomato farm. Ten cents a bushel. Go down the line, bend down and pull tomatoes. I did mason work and mixed cement for contractors. I was a hustler. I moved around a lot. I went into the body shop business.”

He did well enough to open his own body shop in 1956. A trip to Monmouth Park with a friend piqued his interest. Why? “I won that day,” he laughed. “I went to the track occasionally. I decided to buy horses and get into the claiming business.”

In his first year, he claimed 22 horses with trainer Mike Vincitore. “He told me I was crazy,” Mamone said. “But I made money. I was written up in the Morning Telegraph. They wrote an article about me and Mike.”

Then Mamone began breeding horses. “I did it on my own,” he said. “Nobody really taught me anything. I have common sense. I would figure it out myself.”

He decided to try to figure out how to train his own horses and got his own trainer’s license. “I learned all this on my own,” he said. “It sounds stupid, but that’s how I did it. But I couldn’t handle the body shop and training.” So his training career lasted only six months. His involvement with Thoroughbreds has continued his whole life.

And he got lucky...very lucky. He went to look at some yearlings at the farm where he’d sold Imperial Hint’s dam. “I went down to look at yearlings and I said, `Who’s this?’ He said, `That’s your baby.’ I said, `You got to be kidding.’ He was almost two years old. They were going to take him to a sale. I bought him for $17,500. He was small but well-built.”

Mamone gave Imperial Hint and other horses to trainer Luis Carvajal, Jr., who had worked for Bobby Durso, a trainer Mamone had used. “He passed away, so I gave Luis the horses,” Mamone said. “We’re really close friends. We’re really tight.”

Carvajal is thrilled with the opportunity Mamone gave him. “It’s a good relationship—a business relationship and a friendship,” Carvajal said.

Of course, Imperial Hint’s immense success in Carvajal’s care has strengthened their bond. Imperial Hint won the 2018 Gr1 A.G. Vanderbilt Stakes at Saratoga by 3 ¾ lengths at 4-5. When he returned to defend his title in the $350,000 stakes, July 27, he went off at 5-1 due to the presence of Mitole, who had won seven straight races and nine of his last 10 starts.

“Luis didn’t want to put him in the Vanderbilt,” Mamone said. “He wanted to run in the $100,000 Tale of the Cat. I said, `No, we’re going to win this race. He said, `Are you for real?’ I said, `Yes.’ He said, `Mitole?’ I said, `Don’t worry about Mitole.’”

Imperial Hint certainly didn’t, taking his second consecutive Vanderbilt by four lengths in 1:07.92, the fastest six furlongs in Saratoga’s 150-year-history. The call from Larry Collmus was perfect: “He’s back! And he broke the track record!” That track record, 1:08.04, had been set by Spanish Riddle in 1972 and equaled by Speightstown in 2004.

Mamone said, “I didn’t think he’d break the track record. When he called that, that was unbelievable. That gave me chills.”

  It’s so much better getting chills that way than hauling ice for $2 a day.

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Jimmy Jerkens

By Bill Heller

How do you measure patience...in months waiting on a talented horse...in years waiting to go out on your own?

How about perseverance? Overcoming the loss of key clients? Fighting through heart surgery and a hip replacement? 

Trainer Jimmy Jerkens, who has enjoyed the most successful run in an already successful career the past five years, sees no other way to function. Rushing horses is anathema to him. So he does the right thing with his. “You’re forced to,” he said. “You have no choice.”

Giving into lost business or personal health issues would be unnatural to him. So he fought through both. “It’s all I know how to do,” he said. “I kept working and tried hard not to lose faith. It was hard not to. I figured I’d best buckle down.”

Green Light Go winning the Gr.2 Saratoga Special

He buckled down so well that he set personal highs in earnings in 2014, topping $4 million for the first time, and he did it again in 2015 and in 2017, when his horses earned more than $5.5 million. He’s already over $3 million this year thanks to his lightly-raced six-year-old Preservationist, owned by his long-time client Centennial Farm, and his precocious two-year-old Green Light Go, owned by Stronach Stables.

It’s hard to believe that Jerkens didn’t win a single stakes in 2011 and 2012 and went through 2011, 2012 and 2013 without a graded stakes victory. Or that his stable shrunk from 40 to 12.  

Looking forward to Preservationist and Green Light Go’s next starts in high-profile Gr1 stakes at Belmont Park—Preservationist in the Jockey Club Gold Cup on Sept. 28 and Green Light Go in the Champagne the following Saturday— helped him get through hip replacement surgery on Sept. 23. A year earlier, he had heart surgery when stents were inserted.

Jimmy and Shirley Jerkens

Of course, his wife Shirley (they were high school sweethearts who grew apart then reconnected 25 years later) helped him get back on his feet and tried to prevent him from doing too much too soon, which of course, he tried to do.

“You want to do right for your owners,” Jerkens said. “You want to do things right. It’s seven days a week. There’s a lot of stress. That’s what’s hard about this business. There’s no downtime unless you make time for it.”

Shirley is a physical therapist for the New York State Department of Education, with a small private practice treating 8- to 18-year-old athletes. She is an accomplished rider and gallops horses for her husband every summer.

She knows and appreciates how hard he works: “He takes no vacations. He goes back to the barn three times a day. He sees how the horses are doing at that particular moment.”

Close your eyes and you can almost see his departed father—Hall of Fame trainer Allen Jerkens—nodding in approval that his two training sons, Steve, 63, and Jimmy, 60, learned the right way to take care of their horses and the commitment and work ethic that is required before success can follow.

“I’m very proud of Jimmy,” Steve said. “He puts everything into it and he deserves any success he gets. Like my father used to say, `You got to fight it hard. You got to keep at it.’”

It’s a family trait. Jimmy and Steve have two other siblings: Jimmy’s twin sister Julie, a school teacher and author of children’s books; and their older 67-year-old brother Alan, a recently retired sportscaster for the NBC affiliate in Tulsa, Okla. “They’re all a bunch of hard workers,” Shirley said.

Jimmy didn’t spend a lot of time figuring out where he wanted to work. He knew what he wanted to do with his life at the age of 11, when he began working weekends and summers with his father and older brother. “I was a barn rat,” he said. “It was unbelievable. We worked all day. Went to the track kitchen with the other help. We worked from dawn to dusk and never gave it a second thought.”

Steve said, “We were going to the barn with my father for as long as I can remember, on weekends and summers. Always to the barn. We’ve been doing it all our lives. At an early age, we learned to take care of the horses and we enjoyed it. We loved getting horses ready for the races. It was a great life. It kept us out of trouble.”

They’d play basketball on a wooden hoop at a small farm in Huntington, Long Island, where their father kept a couple horses. “My older brother [Alan] was a pretty good player,” Steve said. My father was very competitive. We’d have touch football games after feeding behind his barn at Belmont in the parking lot. That was very competitive. Stable hands from other outfits would show up and we’d choose sides. And we all played polo at West Hills Stable. I met my wife Joan at polo.”

The first time Shirley talked with Jimmy (they both went to Walt Whitman High School in Huntington—he was two years ahead of her) was at a polo farm where she had her horse stabled. “He was there with his dad and Steve,” Shirley said. “I was 13.” They dated for five years before going separate paths. “I wanted to get out and see the world,” she said.

Twenty-five years later, they bumped into each other at a polo event in Miami. “We just got talking,” Shirley said. “I found he was split up from his wife. I was getting divorced from my husband. That was it. We had dinner at Joe’s Stone Crab. We walked through the rain. It was romantic. From then on we’ve been together.”

They married and went on a delayed honeymoon to Napa Valley, arriving on Christmas Day in 2008. “We stayed for one week,” Jimmy said. “Believe it or not, it was a little bit of downtime. The horses had shipped to Florida. It was actually a good time to go.”

He had a good time during what may be the only real vacation he’s ever taken. Shirley testified, “He did relax,” knowing how unusual that is for him.  

Shirley was surprised to see a side of Jimmy that he and his father shared: “Even with all their skills and their success, they’re very humble.”

Jimmy, though, idolized his father. “Growing up and seeing my father—he was at the pinnacle of his career. WOR-TV had horse racing on the weekends. He was on almost every weekend. I was so proud of him, seeing his horses run on television. You get so proud of it, you wanted to be a bigger part of it. My father had such devotion to his horses. He was my hero. I guess it just kind of rubbed off. I wanted him to be proud of me. I knew I wanted to do it.”

Steve saw his younger brother’s passion for horses at an early age. “He was always a student of the game,” Steve said. “He read books about breeding. He had a great memory about horses. Worked hard at it. Even galloped horses.”

One Saturday afternoon at Saratoga was one of the highlights of both Jimmy and Steve’s lives. They watched from the backstretch as their horse Onion stepped into the starting gate to tackle Secretariat in the 1973 Whitney Stakes. “That was like a fantasy,” Jimmy said. “We just didn’t know what to expect. He (Onion) was super sharp. He broke the track record four days earlier. We were hoping he’d get a check.”

But there was an obstacle for Steve and Jimmy. The toteboard blocked their view of part of the stretch. “We saw him in front, then we were blocked by the toteboard a little bit,” Steve said. “Sure enough, he was still in front. It was great—some thrill.”

Jimmy said, “We just couldn’t believe that. I’ll remember that for the rest of my life. We jumped up and down like idiots. We just beat one of the best horses to ever live with a homebred gelding. That wasn’t supposed to happen.”

They celebrated…(ready for this?) By playing touch football!

Jimmy’s hoop days are long gone, but his passion for his horses continues unabated. And it served him well while working for his father and then finally, he went on his own in December 1997, two months before his 39th birthday. “It was my father’s idea,” Jimmy said. “I had just gotten divorced, and I was pretty down. He was trying to pull me out of a little funk. He said, `Why don’t you go out on your own?’ He had an owner, Peter Blum, who started my brother out. He said, `Take his six horses that I have. Maybe Mrs. DuPont will have a couple. Earl Mack possibly.’ I said, ‘Yeah, it sounds good.’ That’s what we did.”

Jimmy’s success was immediate. In his first full year on his own in 1998, he won 35 of 186 starts and his horses earned $1.4 million. Not bad for a 39-year-old rookie. He topped $1 million for 13 straight years before his stable took a mighty hit. Actually two hits.

With Jimmy as his trainer, Edward Evans’ Quality Road won the 2009 Gr2 Fountain of Youth and the Gr1 Florida Derby. That made Evans’ decision to take all his horses from Jimmy hard to fathom. Then another long-time client, Susan Moore, took her horses from him. “He went from 40 horses to 12,” Shirley said.


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Backstretch Forward

By Annie Lambert

CHRB member Oscar Gonzales, Jr, possesses the backside credentials to confidently tackle his new position.

He may have come from humble beginnings, but recently appointed California Horse Racing Board appointee Oscar Gonzales, Jr, drew from family values on and off the racetrack in pursuit of success.

Gonzales is proud of his large racetrack family, including National Museum of Racing Hall of Famer Ishmael ‘Milo’ Valenzuela. Almost every one of his relations, in fact, has worked on the backside at California racetracks.

The 51-year-old former groom worked his way through college and into corporate business and public service. Gonzales has a passion for people, which his career goals have embraced.

“I grew up in East Los Angeles where poverty rates are high, but dreams and hopes are alive and well,” acknowledged Gonzales. “That, coupled with my experience on the backstretch where the work ethic and commitment to a bigger picture, is really what got me started into public service.”

On Track

Gonzales is the penultimate of four children born to Oscar, Sr, and Yolanda Gonzales as a young couple living in East Los Angeles. 

His extended family is a complex blend of the Gonzales and Valenzuela families. Jockey Milo Valenzuela is Gonzales Sr’s uncle, making rider Patrick Valenzuela Oscar Jr’s second cousin. Milo had 21 siblings, so, plenty of family worked on the backside. A four-generation pedigree could seem daunting.

“My dad’s mom, Maria Gonzales, is the sister of the Valenzuela brothers,” Oscar pointed out. “The boys were all jockeys or trainers; the women worked a combination of jobs.”  

At 6’1” Oscar chuckled that he never had a shot at making a rider.

Oscar, Sr, was an exercise rider in his younger (lighter) years before grooming and working as a barn foreman. Grandpa Jose (Joe) Gonzales, fondly nicknamed Chelo, was a groom for Lou Carno and others. Grandmother Gonzales, Maria, sold her homemade burritos barn-to-barn on the backside.

Oscar and his brother, Alfred, followed in the shadow of their father and grandfather. Alfred spent three years grooming horses for Tom Blinco, before sadly passing away at a young age. 

Oscar, Jr, truly grew up on the backstretch; in his early teens he helped his father and grandfather whenever school afforded him the time. He often ate in the track kitchen where his mom worked. Once he secured his first license he stepped out from under the family umbrella.

Gonzales enjoyed his school days era. He was a Student Body President in high school, as well as in college - his first two leadership positions. His initial, official boss on the backside was his uncle, Albino Valenzuela in Santa Fe, New Mexico.

“You always kind of start off with the family and then you find people outside the family pay just a little bit better and they don’t work you so hard,” Gonzales said with a laugh. 

Gonzales is confident he can be a bridge between individuals and groups to help resolve some of racing’s bigger challenges.

“When I first got my license in 1984 at Hollywood Park, my dad was a barn foreman for Martin Valenzuela, Sr, who had some really good horses back then,” said Gonzales. “I was able to work for some big outfits and learn the ropes. My first two full-time hot walking jobs were during the summers of 1984 and 1985 working for Joe Manzi and Dick Mulhall respectively. Those were really good experiences, great horsemen, well rounded, quality horses with good people around them all the time.”

Once graduated from Rosemead High School, just four miles from Santa Anita, he attended East Los Angeles College in nearby Monterey Park, California, before transferring to University of California San Diego three years later. 

While attending ELAC, Gonzales went to work full-time at the racetrack rubbing horses in Darrell Vienna’s barn for three years. When he transferred to UCSD he spent two years working for D Wayne Lukas and his assistant, Randy Bradshaw, at San Diego Chargers owner Gene Klein’s training facility in Rancho Santa Fe near Del Mar.

During his school years Gonzales never quibbled about the size of his paychecks. 

“I always asked for flexibility because of my class schedule and extra curricular activities,” Gonzales offered. “Everywhere I worked people were always supportive. I never asked for any other favors except to hang my tubs early so I could go take an exam or go to a meeting at school.”

“It all worked out,” he added. “Without that experience on the backside I don’t think I would have gotten through school; I’d never have been involved in public service. There were so many people that I surrounded myself with that understood that I was kind of on a mission in life to help people and to not forget where I came from.”

There was a crossroad for Gonzales once he finished his education. Training horses had always been a passion of his. He secured his trainers license at Sunland Park in New Mexico, but before he dove into that profession life circumstances drew him into politics.

“Training was always a desire of mine because it’s such an honorable profession,” said Gonzales. “It takes a lot of hard work and attention to detail. I always looked up to the trainers and their ability to straddle many worlds; they have to be competent in so many ways. It’s one of the best professions out there. The good trainers last so long because they love what they do.”

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Conformation and breeding choices

By Judy Wardrope

A lot of factors go into the making of a good racehorse, but everything starts with the right genetic combinations, and when it comes to genetics, little is black and white. The best we can do is to increase our odds of producing or selecting a potential racehorse. Examining the functional aspects of the mare and then selecting a stallion that suits her is another tool in the breeding arsenal.

For this article we will use photos of four broodmares and analyze the mares’ conformational points with regard to performance as well as matings likely to result in good racehorses from each one. We will look at qualities we might want to cement and qualities we might hope to improve for their offspring. In addition, we will look at their produce records to see what has or has not worked in the past.

In order to provide a balance between consistency and randomness, only mares that were grey (the least common color at the sale) with three or more offspring that were likely to have had a chance to race (at least three years old) were selected. In other words, the mares were not hand-picked to prove any particular point. 

All race and produce information was taken from the sales catalogue at the time the photos were taken (November 2018) and have not been updated. 


Mare 1

Her lumbosacral gap (LS) (just in front of the high point of croup, and the equivalent of the horse’s transmission) is not ideal, but within athletic limits; however, it is an area one would hope to improve through stallion selection. One would want a stallion with proven athleticism and a history of siring good runners.

Mare 1

The rear triangle and stifle placement (just below sheath level if she were male) are those of a miler. A stallion with proven performance at between seven furlongs and a mile and an eighth would be preferable as it would be breeding like to like from a mechanical perspective rather than breeding a basketball star to a gymnast.

Her pillar of support emerges well in front of the withers for some lightness of the forehand, but just behind the heel. One would look for a stallion with the bottom of the pillar emerging into the rear quarter of the hoof for improved soundness and longevity on the track. Her base of neck is well above her point of shoulder, adding additional lightness to the forehand, and she has ample room behind her elbow to maximize the range of motion of the forequarters. Although her humerus (elbow to point of shoulder) shows the length one would expect in order to match her rear stride, one would likely select a stallion with more rise from elbow to point of shoulder in order to add more lightness to the forehand.

Her sire was a champion sprinter as well as a successful sire, and her female family was that of stakes producers. She was a stakes-placed winner at six furlongs—a full-sister to a stakes winner at a mile as well as a half-sister to another stakes-winning miler. Her race career lasted from three to five.

She had four foals that met the criteria for selection; all by distance sires of the commercial variety. Two of her foals were unplaced and two were modest winners at the track. I strongly suspect that this mare’s produce record would have proven significantly better had she been bred to stallions that were sound milers or even sprinters.


Mare 2 

Her LS placement, while not terrible, could use improvement; so one would seek a stallion that was stronger in this area and tended to pass on that trait. 

The hindquarters are those of a sprinter, with the stifle protrusion being parallel to where the bottom of the sheath would be. It is the highest of all the mares used in this comparison, and therefore would suggest a sprinter stallion for mating.

Mare 2

Her forehand shows traits for lightness and soundness: pillar emerging well in front of the withers and into the rear quarter of the hoof, a high point of shoulder plus a high base of neck. She also exhibits freedom of the elbow. These traits one would want to duplicate when making a choice of stallions.

However, her length of humerus would dictate a longer stride of the forehand than that of the hindquarters. This means that the mare would compensate by dwelling in the air on the short (rear) side, which is why she hollows her back and has developed considerable muscle on the underside of her neck. One would hope to find a stallion that was well matched fore and aft in hopes he would even out the stride of the foal.

Her sire was a graded-stakes-placed winner and sire of stakes winners, but not a leading sire. Her dam produced eight winners and three stakes winners of restricted races, including this mare and her full sister. 

She raced from three to five and had produced three foals that met the criteria for this article. One (by a classic-distance racehorse and leading sire) was a winner in Japan, one (by a stallion of distance lineage) was unplaced and one (by a sprinter sire with only two starts) was a non-graded stakes-winner. In essence, her best foal was the one that was the product of a type-to-type mating for distance, despite the mare having been bred to commercial sires in the other two instances.


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Ontario Breeding

By Alex Campbell

The Ontario breeding industry has experienced a number of twists and turns since the provincial government canceled the lucrative slots-at-racetracks program back in 2013. Prior to the cancelation of the program, the once robust industry had years where more than 1,600 mares were bred in the province, according to numbers published by The Jockey Club. In 2018, that number was down to 733.


While the cancelation of the program has impacted the majority of the province’s breeders, well-known breeding operations in Ontario have experienced success through all of the uncertainty. Sam-Son Farm won back-to-back Sovereign Awards as Canada’s top breeder in 2013 and 2014, while Frank Stronach’s Adena Springs won three straight Sovereign Awards between 2015 and 2017 when they bred two Queen’s Plate winners in that time, including Shaman Ghost in 2015 and Holy Helena in 2017. 

Along with these big operations, several other commercial breeders are also experiencing success, not only in Ontario but throughout North America and internationally as well. Ivan Dalos’ Tall Oaks Farm bred two Gr1 winners in 2018, including full brothers Channel Maker, who won the Joe Hirsch Turf Classic at Belmont Park, and Johnny Bear, who won the Gr1 Northern Dancer Turf Stakes at Woodbine for the second consecutive year. In addition, Dalos also bred Avie’s Flatter, Canada’s champion two-year-old in 2018; dam In Return, who produced Channel Maker; and Johnny Bear, which was Canada’s Outstanding Broodmare. As a result, Tall Oaks Farm won its first Sovereign Award for Outstanding Breeder in 2018 as well.

Horses bred by David Anderson’s Anderson Farms and Sean and Dorothy Fitzhenry also were big winners at last year’s Sovereign Awards. Anderson bred Queen’s Plate winner and 2018 Canadian Horse of the Year, Wonder Gadot, while Fitzhenry’s homebred, Mr Havercamp, was named champion older male and champion male turf horse. Both Anderson and Fitzhenry have also had success selling horses internationally, primarily at Keeneland. In 2017, Anderson sold Ontario-bred yearling, Sergei Prokofiev—a son of Scat Daddy—to Coolmore for $1.1 million. One of Fitzhenry’s success stories is that of Marketing Mix, who he sold for $150,000 to Glen Hill Farm at the 2009 Keeneland September Yearling Sale. Marketing Mix went on to win the Wonder Where Stakes at Woodbine as a three-year-old in 2011, and captured two Gr1 victories later on in her career in the 2012 Rodeo Drive Stakes at Santa Anita and the 2013 Gamely Stakes at Hollywood Park.

For Anderson, commercial breeding is all he’s ever known. The son of the late Canadian Horse Racing Hall of Fame inductee, Robert Anderson, David Anderson grew up around horses at his father’s farm in St. Thomas, Ontario. In the 1970s and 1980s, Anderson Farms was one of the biggest breeders and consignors in the province, breeding several graded stakes winners. In fact, in 1985, Anderson Farms was the leading consignor at both the Saratoga and Keeneland yearling sales.

“That’s what my father established years ago, and that’s what I grew up with was breeding and selling at all of the international sales,” David Anderson said. “We haven’t diverted from that philosophy in nearly 50 years. It’s what I learned growing up, and I try to buy the best quality mares that I can and breed to the best quality sires that I can.”

David Anderson (blue suit) with Peter Berringer

While Anderson closely watched his father build up the Thoroughbred side of the business, he got experience of his own breeding Standardbreds. After all, the farm’s location in Southwestern Ontario is in the heart of Standardbred racing in the province. Anderson said the Standardbred business had a number of success stories spanning more than a decade: breeding champions such as Pampered Princess, Southwind Allaire, Cabrini Hanover, and The Pres.

In 2010, Robert Anderson passed away from a heart attack, and the farm was taken over by David Anderson and his sister, Jessica Buckley, who is the current president of Woodbine Mohawk Park. Anderson went on to buy Buckley out of her share of the farm and took on full control. He also decided he wanted to focus exclusively on Thoroughbred breeding and racing.

“After my Dad died I decided I wanted to jump back into the Thoroughbreds,” he said. “I sold all the Standardbreds and put everything I had back into Thoroughbreds. I came full circle back to my roots, and this is where I really love it.”

It’s been a long-term project for Anderson to get the farm to where it is today. After taking control of the farm, Anderson sold off all of his father’s mares—with the exception of one—and began to build the business back up. Anderson said his broodmare band currently sits between 25 and 30, which is where he wants to keep it.

Fitzhenry, on the other hand, took a much different path to his current standing in the Thoroughbred breeding industry. Fitzhenry said his start in Thoroughbred racing came through a horse owned by friends Debbie and Dennis Brown. Fitzhenry and his wife, Dorothy, would follow the Brown’s horse, No Comprende, who won seven of his 30 starts in his career, including the Gr3 Woodbine Slots Cup Handicap in 2003.

The Fitzhenrys decided they wanted to get involved in ownership themselves and partnered with the Browns on a couple of horses. The more Fitzhenry got involved, the more the breeding industry appealed to him.

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Thoroughbred nutrition past & present

By Catherine Rudenko

Feeding practices for racehorses have changed as nutritional research advances and food is no longer just fuel but a tool for enhancing performance and providing that winning edge. 

While feeding is dominantly considered the content of the feed bucket, which by weight forms the largest part of the horse’s diet, changes in forage quality have also played a role in the changing face of Thoroughbred nutrition. The content of the feed bucket, which is becoming increasingly elaborate with a multitude of supplements to consider, the forages—both long and short chop and even the bedding chosen—all play a part in what is “the feed program.” Comparing feed ingredients of the past against the present provides some interesting insights as to how the industry has changed and will continue to change.

Comparing key profiles of the past and present 

The base of any diet is forage, being the most fundamental need of the horse alongside water. Forage quality and form has changed over the years, particularly since haylage entered the market and growers began to focus specifically on equine. The traditional diet of hay and oats, perhaps combined with mash as needed, provided a significantly different dietary intake to that now seen for horses fed a high-grade haylage and fortified complete feed. 

Traditional Diet

  • 7kg Oats

  • 1kg Mash – comprised of bran, barley, linseed and epsom salt

  • 0.5kg Chaff

  • Hay 6% protein consumed at 1% of bodyweight

Modern Diet – medium-grade haylage

  • 8kg Generic Racing Mix 

  • 0.5kg Alfalfa Chaff

  • 60ml Linseed Oil

  • 60g Salt

  • Haylage 10% protein consumed at 1% of bodyweight

Modern Diet – high-grade haylage



  • 8kg Generic Racing Mix 

  • 0.5kg Alfalfa Chaff

  • 60ml Linseed Oil

  • 60g Salt

  • Haylage 13% protein consumed at 1% of bodyweight

Oats field

The traditional example diet of straights with bran and hay easily met and exceed the required amount of protein providing 138 % equirement. When looking at the diet as a whole, the total protein content of the diet inclusive of forage equates to 9.7%. In comparison, the modern feeding example using a high-grade haylage produces a total diet protein content equivalent to 13.5%. The additional protein—while beneficial to development, muscle recovery and immune support—can become excessive. High intakes of protein against actual need have been noted to affect acid base balance of the blood, effectively lowering blood pH.1 Modern feeds for racing typically contain 13-14% protein, which complement forages of a basic to medium-grade protein content very well; however, when using a high-grade forage, a lower protein feed may be of benefit. Many brands now provide feeds fortified with vitamins and minerals designed for racing but with a lower protein content. 

While the traditional straight-based feeding could easily meet energy and protein requirements, it had many short-falls relating to calcium and phosphorus balance, overall dietary mineral intake and vitamin intake. Modern feeds correct for imbalances and ensure consistent provision of a higher level of nutrition, helping to counterbalance any variation seen within forage. While forage protein content has changed, the mineral profile and its natural variability has not. 

Another point of difference against modern feeds is the starch content. In the example diet, the “bucket feed” is 39% starch—a value that exceeds most modern racing feeds. Had cracked corn been added or a higher inclusion of boiled barley been present, this level would have increased further. Racing feeds today provided a wide range of starch levels ranging from 10% up to the mid-thirties, with feeds in the “middle range” of 18-25% becoming increasingly popular. There are many advantages to balancing starch with other energy sources including gut health, temperament and reducing the risk of tying-up. 

The horse with a digestive anatomy designed for forages has limitations as to how much starch can be effectively processed in the small intestine, where it contributes directly to glucose levels. Undigested starch that moves into the hindgut is a key factor in acidosis and while still digested, the pathway is more complex and not as beneficial as when digested in the small intestine. Through regulating starch intake in feeds, the body can operate more effectively, and energy provided through fibrous sources ensures adequate energy intake for the work required.

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Indiana's New "Biological Samples" Testing Law: Integrity Assured Or Invasive Overreach?

By Peter J. Sacopulos

From House Bill To Horse Law

On May 1, 2019, Governor Eric Holcomb signed Indiana House Bill 1196 into law. The statute, which took effect on July 1 of this year, directs the Indiana Horse Racing Commission (IHRC) to adopt a variety of new rules and procedures governing horse racing within the state. 

Governor Holcomb and Indiana State Representative Bob Cherry, who introduced HB 1196 to the legislature, are Republicans. However, the bill enjoyed broad bipartisan support—a rarity in current American politics. In fact, the final version sailed through both chambers, receiving not a single “nay” vote in the House and a mere three “nays” in the Senate. 

HB 1196 is something of an equine regulatory smorgasbord. Examples of its provisions include officially changing references to the IHRC’s “secretary” to “executive director,” altering the way breed advisory committee members are appointed, specifying that certain funds be directed to the Indiana-sired horses program, and the creation of new privacy protections to guard the personal information required on license applications.

Items like these, as well as several others included in HB 1196, are unlikely to cause ripples within the racing community. However, the new law also includes provisions designed to enhance and expand the Commission’s ability to detect, police and reduce the use of banned substances. And while this is undoubtedly a worthwhile cause, a two-word term used in the drug-testing language of HB 1196 has the potential to negatively impact horses and trainers for years to come, with consequences that may spread well beyond the borders of Indiana. 


Two Words, Too Broad?

The two-word term is “biological sample.” It is legally defined in the statue as follows:

“Biological sample” refers to any fluid, tissue or other substance obtained from a horse through an internal or external means to test for foreign substances, natural substances at abnormal levels, and prohibited medications. The term includes blood, urine, saliva, hair, muscle tissue collected at a necropsy, semen, and other substances appropriate for testing as determined by the commission. 

This definition goes well beyond the longstanding blood, saliva, urine, and more recently, hair, samples routinely collected from Thoroughbred competitors for analysis. It is also disturbingly open-ended. Indeed, the phrase: “…and other substances appropriate for testing as determined by the commission…”  is a definition that is essentially wide open, providing the IHRC staff the power to define or redefine a “biological sample.”

While there was discussion and temporary agreement to limit the use of biological samples to necropsy purposes, that limitation was removed from the final version of the bill that was signed into law and became effective July 1, 2019. Therefore, the Commission Staff is authorized and may elect to take muscle tissue, and other biological samples, from live animals as it deems and determines necessary and appropriate. This rule and its definition of biological sample establishes a new frontier of testing. 


Is This Risk Really Necessary?

One of the primary concerns and positions advanced in opposition to allowing biological samples to be taken from live animals is the risk of injury.

Taking saliva and hair samples from a Thoroughbred is painless and easy. And anyone who has ever been around horses knows that they are more than happy to provide all the urine you could ever want! Drawing blood from a horse is only slightly more difficult and rarely involves the use of a local anesthetic. 

However, taking “…any fluid, tissue or other substance… through an internal or external means…” is another matter entirely. It opens the door to far more invasive collection techniques that carry far greater risks for horses than blood, saliva, urine or hair sampling. To be clear, I am referring to biopsies. 

A biopsy is the removal and examination of cells or tissue from a living being for the purposes of testing and examination. Any biopsy carries risk of injury or infection. Taking a biopsy from a horse may be as simple as a skin sample from the withers or tissue from the lining of the mouth, or as difficult as removing material from the teeth or the interior of the eye; or from internal organs such as the heart, lungs, liver, intestine or colon. In the latter examples, a biopsy becomes a complex medical procedure. A procedure performed on a large, valuable animal requires sedation and may require general anesthesia to facilitate tissue collection. 

Sedating a horse is serious business. Sedatives and anesthetics carry significant risks, even when administered with care by skilled equine veterinary professionals. Those risks include allergic reactions, collapse, excitement, cardiac arrest, medical injury and post-anesthetic colic.

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Thoroughbred Sales Assessment

By Tom O’Keeffe

The Beaufort Cottage Educational Trust Gerald Leigh Memorial Lectures took place this year at the National Horseracing Museum in Newmarket and a host of international and local veterinary specialists and industry leaders were present to discuss the veterinary aspects of the sales selection of the thoroughbred. 

Gerald Leigh was a prominent breeder and racehorse owner until his death in 2002; and his friend and vet Nick Wingfield Digby opened the seminar and introduced the speakers. The Gerald Leigh Charitable Trust has established this annual lecture series to provide a platform for veterinary topics relating to the thoroughbred to be discussed amongst vets and prominent members of the industry. 

Sir Mark Prescott described his take on the sales process and some of the changes he has noted since his early involvement in the industry. He recalled how the first Horses in Training sale he attended had only 186 horses. In those early days, his role was to sneak around the sales ground stables late at night on the lookout for crib biters. Back then, there was no option to return horses after sale, and as a result, trainers preferred to buy horses from studs they were familiar with—a policy Sir Mark still follows to this day. 

Sir Mark went on to explain that he believes strongly that the manner in which an animal is reared has a strong bearing on their ability to perform at a later date. Sir Mark also mentioned that horses can cope with many conformational faults nowadays that would have been deemed unacceptable in his early years. He attributed this to improvements in ground conditions, such as watering and all-weather surfaces. 

Mike Shepherd, MRCVS, of Rossdales Equine Practice in Newmarket had been tasked with describing and discussing the sales examination from a veterinary viewpoint and in particular attempting to define what vets are trying to achieve in this process.

Shepherd’s key message was that the physical exam is the cornerstone of any veterinary evaluation. A vet examining a horse on the sales ground is not a guarantee that the horse will never have an issue—there is no crystal ball. Owners and trainers should be aware there are several limitations of the vetting process, and it is helpful to think in terms of a “pre-bid inspection” rather than a “pre-purchase examination”. The horse is away from its home environment, and this puts a lot of stress on the animal. In most cases, pre-purchase exercise is not possible, so conditions that are only apparent when the horse is exercising and in training may go undetected. 

Time is a major challenge, with both vendors and prospective purchasers pushing for everything to be done as quickly as possible. A busy sales vet may have a long list of horses to examine, and information on each must be transferred to their client coherently and clearly—all before the horse is presented for sale. It can be challenging  to acquire a detailed veterinary history. Previous surgeries, medication and vices displayed by the animal ought to be reported, but in many cases the person with the horse is not in a position to accurately answer questions on longer-term history. 

At Sales, ultrasonography of the heart (echocardiography) can be used to estimate heart size.

Everyone involved—the vendor, the prospective purchaser, and the auction house—wants the process to go ahead. The horse to be bought/sold and the vet can be seen as a stumbling block. Prospective purchasers may want the horse to be examined clinically, its laryngeal function examined by endoscope, radiographs of the horse’s limbs either reviewed or taken, ultrasound examinations of their soft tissue structures and heart performed. The role of the vet is to help the purchaser evaluate all this information and make an evidence-based decision on whether to purchase the horse.

Examining vets can face conflicts of interest when examining horses that are under the ownership or care of one of their clients. Shepherd explained how Rossdales, and some other practices involved in sales work, have a protocol that an examining vet will not perform a vetting on a horse in the care of one of their own clients, and will disclose to the prospective purchaser if the vendor is a client of the practice. It is crucial to avoid working for both buyer and seller as a conflict of interest becomes unavoidable.

It is also essential that the vet understands exactly what the horse is expected to do following the sale.  Thoroughbred horses in flat racing have short timescale targets and, as a result, certain parts of the examination carry more weight than others. For example, the knees and fetlock joints are commonly implicated in lameness in flat racehorses; thus particular attention must be paid to these joints when examining yearlings. Soft tissue injuries are impactful in all young thoroughbreds, but there is a particular emphasis on tendon integrity in the National Hunt racehorse because career-threatening tendon injuries are particularly prevalent in these horses. When evaluating potential broodmares, good feet are very relevant, and overall conformation is particularly important if the aim is to breed to sell. 

Vetting horses for clients aiming to pin hook their purchases places different requirements on the examining vet. These horses need to be able to cope with the preparation required for another sale, and they must also stand up to the scrutiny of vets at a later sale. The horse’s walk and conformation rank high in the foal/ yearling stage but may be judged to be less significant if the horse breezes in a fast time at a breeze up sale.

It is also critical that purchasers recognise that many of the common veterinary issues encountered in training are not detectable at the Sales stage. For example, subchondral fetlock pain (bone bruising), which is common in a large subset of thoroughbreds in training, is not accurately practicable in young thoroughbred prior entering training. 

For assessing laryngeal function, there is often concern that this may be too subjective. Dr Justin Perkins, of the Royal Veterinary College, has shown good agreement on endoscopic grading between experienced vets. However, horses’ laryngeal scores vary significantly day to day, and more worrying in the sales setting, one horse examined several times on the same day can have different scope grades. The gold standard in assessing the horse laryngeal function is an overground exercising endoscopy. This is not feasible on sales grounds, and purchasers should be aware that the limited purpose of a resting laryngeal scope is to exclude specific serious hereditary conditions and not to rule out problems which are only evident during exercise. Dorsal displacement of the soft palate cannot be accurately predicted at rest. Similarly, exercise-induced pulmonary haemorrhage or bleeding can be career limiting, yet once again in the juvenile thoroughbred, there is no way to predict this condition before the horse enters training.

Some conditions can affect some individuals yet be of little consequence in others. An example is kissing spines (impinging spinous processes), and whilst it can be a clinical issue in some individuals, it is commonly encountered in normal horses and therefore is very easy to over-interpret its significance.  

The Hong Kong vetting process is considered the gold standard in terms of assessing and examining a racehorse in training. Shepherd highlighted that some new rules have recently been introduced. There are now guidelines on measuring tendons, and horses with a superficial digital flexor tendon cross-sectional area of greater than 1.6cm2 are not allowed to be imported into Hong Kong because of a potential increased risk of tendon injury.

The use of medication in horses at the sales ground and early in their life is currently an area of controversy. The concern is that there may be longer-term impact. Penalties associated with the use of anabolic steroids are well documented: the horse will be placed under a lifetime ban if these drugs have been used. The British Horseracing Authority will also place a lifetime ban on horses which have received bisphosphonates.  Potentially, these drugs may have been given without the knowledge of the vendor, therefore client education and sales conditions will have to be adapted unless a sensible compromise can be reached to prevent a high-profile embarrassment for the authorities.


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Raymond Mamone and Terry Green

By Bill Heller

Raymond Mamone – Imperial Hint

Quitting school at the age of 14 might not work for everyone, but it allowed 86-year-old Raymond Mamone an early entrance into the real world. He began hauling ice and plucking tomatoes, eventually earning enough to open his own body shop and get involved with Thoroughbreds by claiming 22 horses in one year. He even tried training his own horses for a few months.

Raymond Mamone

Now he’s enjoying life more than ever, thanks to track-record breaking Imperial Hint—one of the top sprinters in the world and a horse from a mare he had given up on and sold. Luckily, he reconnected with Imperial Hint at the age of two, bought him for $17,500 and has watched with glee as Imperial Hint bankrolled more than $1.9 million. “You can’t believe it’s happening,” he said. “It doesn’t happen to many people. How many years do people spend trying to find a good horse?”

Born in the Great Depression, Mamone was the son of an Italian immigrant who worked in the Brooklyn Navy Yard and was a tailor, too. Raymond was born in Brooklyn, where he would sneak into Ebbits Field to watch the Dodgers. His family moved to New Jersey, and Mamone quit school at an early age.

“I went looking for work,” he said. “I was an ice man—$2 a day. To make more money, I went to work on a tomato farm. Ten cents a bushel. Go down the line, bend down and pull tomatoes. I did mason work and mixed cement for contractors. I was a hustler. I moved around a lot. I went into the body shop business.”

He did well enough to open his own body shop in 1956. A trip to Monmouth Park with a friend piqued his interest. Why? “I won that day,” he laughed. “I went to the track occasionally. I decided to buy horses and get into the claiming business.”

In his first year, he claimed 22 horses with trainer Mike Vincitore. “He told me I was crazy,” Mamone said. “But I made money. I was written up in the Morning Telegraph. They wrote an article about me and Mike.”

Then Mamone began breeding horses. “I did it on my own,” he said. “Nobody really taught me anything. I have common sense. I would figure it out myself.”

He decided to try to figure out how to train his own horses and got his own trainer’s license. “I learned all this on my own,” he said. “It sounds stupid, but that’s how I did it. But I couldn’t handle the body shop and training.” So his training career lasted only six months. His involvement with Thoroughbreds has continued his whole life.

And he got lucky...very lucky. He went to look at some yearlings at the farm where he’d sold Imperial Hint’s dam. “I went down to look at yearlings and I said, `Who’s this?’ He said, `That’s your baby.’ I said, `You got to be kidding.’ He was almost two years old. They were going to take him to a sale. I bought him for $17,500. He was small but well-built.”

Mamone gave Imperial Hint and other horses to trainer Luis Carvajal, Jr., who had worked for Bobby Durso, a trainer Mamone had used. “He passed away, so I gave Luis the horses,” Mamone said. “We’re really close friends. We’re really tight.”

Carvajal is thrilled with the opportunity Mamone gave him. “It’s a good relationship—a business relationship and a friendship,” Carvajal said.

Of course, Imperial Hint’s immense success in Carvajal’s care has strengthened their bond. Imperial Hint won the 2018 Gr1 A.G. Vanderbilt Stakes at Saratoga by 3 ¾ lengths at 4-5. When he returned to defend his title in the $350,000 stakes, July 27, he went off at 5-1 due to the presence of Mitole, who had won seven straight races and nine of his last 10 starts.

“Luis didn’t want to put him in the Vanderbilt,” Mamone said. “He wanted to run in the $100,000 Tale of the Cat. I said, `No, we’re going to win this race. He said, `Are you for real?’ I said, `Yes.’ He said, `Mitole?’ I said, `Don’t worry about Mitole.’”

Imperial Hint certainly didn’t, taking his second consecutive Vanderbilt by four lengths in 1:07.92, the fastest six furlongs in Saratoga’s 150-year-history. The call from Larry Collmus was perfect: “He’s back! And he broke the track record!” That track record, 1:08.04, had been set by Spanish Riddle in 1972 and equaled by Speightstown in 2004.

Mamone said, “I didn’t think he’d break the track record. When he called that, that was unbelievable. That gave me chills.”

  It’s so much better getting chills that way than hauling ice for $2 a day.

Terry Green (Jackpot Farm) – Basin

What’s a former professional cutting rider from Gulfport, Miss., doing in the winner’s circle at Saratoga Race Course after the Gr1 Hopeful Stakes? Well, he’s posing with his first Gr1 stakes winner, Basin, a horse he purchased for $150,000 at the 2018 Keeneland September Yearling Sale. “I can’t explain it,” Green said, taking a break from the 2019 Keeneland September Yearling Sale. “I’ve watched the race 25 times, probably 50 times. It’s hard to believe. When we bought the colt, we thought he was nice. When I’m sitting here in this arena, and you buy him from the bottom of the totem pole... what’s $150,000 when you see these prices these horses are going for?”

Green, 67, had quite a unique introduction to horses. “As a kid growing up in Mississippi, my grandfather had some horses,” he said. “He had cattle and he would turn them loose. Back in the day, we would brand them and turn them loose in the woods. At certain times of the year, we’d round them up. I would go into the woods with my grandfather and herd cattle. I couldn’t wait to do it every time with my grandfather. It was a blast.”

After graduating from the University of Southern Mississippi, Green became a developer, building houses, apartments and shopping centers—an occupation he continued when he moved to Houston in the late ‘80s. “I heard of cutting horses (a Western style equestrian competition which demonstrates a horse’s athleticism and the horse and rider’s ability to handle cattle), and I watched it,” Green said. “It was really cool—just a horse and a cow by themselves. I just enjoyed it so much.”

He enjoyed it even more when he became a cutting rider in the late ‘90s, competing in the non-pro ranks for some 15 years. In 2003, he opened 200-acre Jackpot Ranch in Weatherford, Texas, which became a leader in producing outstanding cutting horses.

Terry Green (Jackpot Farm) – Basin

By then, he’d ventured into the casino business, almost by accident. He and a friend in the restaurant business, Rick Carter, went on a day cruise out of Miami. “Everybody was in the casino,” Green said. “I said, `This would be unbelievable in Mississippi.”

Green and Carter contacted the Mississippi Port Authority and secured the rights to do a gambling cruise ship out of Gulfport. “We didn’t know anything about gambling,” he said. “We started sailing in and out of Mississippi. It didn’t work. We had too many people working in the engine room. We came up with the idea that if we could tie it to the dock, we could make it work. It got approved. I think it was 1989 or 1990. Now we own two casinos there, both in Gulfport, Miss. It’s really exciting. How did we do this? We were just a couple local guys from Mississippi.”

Thoroughbreds were next, thanks to his friendship with Mike Rutherford Jr., a fellow cutting rider. They became hunting buddies.

Mike’s father is a life-long horseman who began riding horses and working with cattle at the age of eight in Austin, Texas. He was a force in Quarter Horse racing before switching to Thoroughbreds. He purchased Manchester Farm in Lexington, Ky., in 1976, and it continues to thrive.

Mike and his father invited Green to their farm seven years ago. Green was blown away. “I said this is a great alternative,” he said. “I said I’m not going to be able to ride cutting horses forever.”

Two years later, Green and Rutherford Jr. created Jackpot Ranch-Rutherford. They purchased and campaigned Mississippi Delta. “She was a Gr3 winner,” Green said. “That really gave me a buzz.”

Green purchased some land near Lexington, Ky., to begin Jackpot Farm. “We built barns and paddocks,” Green said. “The last two years, I really got into it. I have about eight or nine horses now. I kind of fell in love with it pretty quick.”

Basin’s performance in the Hopeful did nothing to cool his passion. “Oh my God,” Green said. “It’s unbelievable.”

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My new Kentucky home - Michael Hernon - Gainesway Farm

By Jeff Lowe

My NEW Kentucky home

As much as horse racing and breeding are steeped in parts of English and Irish culture, the avenue to America has been wide open for many years in providing numerous young horsemen with a chance to branch out in establishing themselves in the Thoroughbred industry. A fascinating aspect among the driven 20-somethings who come across the pond each year to work for farms and agencies, Kentucky is the likelihood that a certain number of them will find a new home there—both personally and professionally. 

Michael Hernon

MICHAEL HERNON - Gainesway Farm

Expats dot the landscape of the Thoroughbred world in America, including a broad swath in the bluegrass. Take, for instance, Geoffrey Russell—Keeneland's long-time director of sales—and Michael Hernon, who has the same title at Gainesway, which is one of the leading stud farms and perennial leading consignors in the U.S. Russell and Hernon both arrived in Kentucky from Ireland in the same time period in the early 1980s and were roommates for a while in a Lexington townhouse. 

Hernon was just getting started working for a pedigree service, and Russell was beginning a stint at Fasig-Tipton. Within a little more than a decade, both Dublin natives had ascended many heights with Hernon taking his current job at Gainesway in November 1995 and Russell joining Keeneland as Assistant Director of Sales in 1996.  Hernon has been a mainstay under the Beck family's ownership of Gainesway and played an integral part in both the sales division and the acquisition of stallions, including leading sire Tapit and the repatriation of Empire Maker from Japan. 

Hernon also has dabbled in breeding and pinhooking for his own account and has scored some big victories on that front recently as the co-breeder of champion Monomoy Girl and Gr1 winner Zazu. 

Hernon can instantly recite the hip numbers of certain highlight horses with which he has been involved, not to mention prices and pedigree nuggets. He is a fervent admirer of Tapit, dating back to when he watched a replay one Saturday morning in the fall of 2003 of the horse's juvenile stakes win in the Laurel Futurity, which led to Gainesway pursuing Tapit's services as a stallion. 

Where pride really begins to swell in Hernon's voice is in discussing a personal milestone: becoming a U.S. citizen in August 2019. 

"I had been a permanent resident with a green card for many years, and I am very happy to say that I am now a U.S. citizen," he said. "Someone asked me last year if I was going home for Christmas and I remember replying, 'I am home.' 

"America is what you make of it. If you work hard, you will get an opportunity to make your own buck. I have had so many great opportunities here from when I first came over and was learning from the ground up. I started out doing pedigree reading, writing, composition, and one key thing we did on Saturday mornings was go around and look at stallions. I got to see the stallions I was writing about and get that perspective. A lot of them did not have perfect conformation. But if you look at a horse long enough, they will more than likely tell you who they are. You can learn so much [by] looking at them in the flesh, seeing how everything fits together, and that is something that was formative for me from when I first came over." 

CARL MCENTEE - Ballysax Bloodstock

Carl McEntee

Carl McEntee, president of the Kentucky Farm Managers Club and head of the Ballysax Bloodstock consignment, is a sixth-generation Irish horseman and came to America for good when he was 23 years old in a bit of an unusual circumstance. A graduate of the British National Stud, McEntee worked for Darley in Europe for three years before injuring his arm and needing to take off a few weeks of work. During the downtime, he decided to come and visit his brother, Mark, who was already working in the racing industry in Kentucky. 

McEntee heard about a job opening at Idle Hour Farm in Lexington and figured he should apply and see if he got an interview, thinking it would be a good experience for him. 

"I really didn't expect to get the job, but I did, and that kind of put me on an accelerated career path here in America—compared to what I would have been in Europe because it takes a little more time there, and I just settled right in," said McEntee, who met his wife, Rachel, a Kentucky native, the following year. The couple met at a barbecue hosted by Ben Colebrook, who is now a Kentucky-based trainer. The McEntees have three children. 

"Things have continuously reached a crescendo," McEntee said. "I had the chance to set up Ghost Ridge Farm in Pennsylvania, and I think we helped move the breeding industry along there bringing in stallions like Jump Start, E Dubai, Honour and Glory and Smarty Jones from Kentucky. Jump Start was the first stallion I bought, and that was kind of my entry into sales. I had never done sales before, but I figured I could sell the shares of the stallion myself, and that's what I did. I think it turned out that I am probably better at sales than any other aspect of the industry, and so that was a big discovery.” 

A stint at Northview Stallion Station in the Mid-Atlantic followed; and while attending the Keeneland November breeding stock sale, Carl and Rachel McEntee discussed their desire to return to Kentucky. 

"We had just had our third child and she was dropping me off at the sale and she said, 'If there is an opportunity for us to move back to Kentucky, I would really like that since my mom lives here and we could have some help with the children," McEntee recalled. "I walked halfway around the pavilion and bumped into Robert Hammond and his first question was, 'Do you think you would be interested in being director of sales and bloodstock for Darby Dan Farm?’ That's how I ended up back in Kentucky.

"I think that's the great thing about working in America. You are presented with so many opportunities, and from all that I've developed a well-rounded perspective to go along with what I grew up with. I've done just about everything at some point: hotwalker, exercise rider, assistant trainer, farm manager, sales, yearlings, broodmares. I've been able to have my hand in just about everything and see horses from different points of view." 

In early 2018, McEntee launched Ballysax, focusing on sales consignments.

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#Soundbites - Would creating a uniform standard for drug testing horses be good or bad?

By Bill Heller

The Horse Racing Integrity Act currently before the U.S. Congress would create a uniform standard for drug testing horses that would be overseen by the U.S. Anti-Doping Agency. Would that be good or bad?

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Ralph Nicks

It would probably be good. It would level the playing field. We need standard medication rules.

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Rick Schosberg

The jury’s out. I think uniform medication rules are a good thing. Whether it’s the government’s job to do, I’m not sold on that. A lot of people have been working very hard in the industry to get all the jurisdictions on the same page without government intervention. But absolutely it’s important that it gets done. 

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Eoin Harty

I think it would be good. Anything that’s going to enhance the public perception of our industry would be good. I believe this is a step in the right direction. I think it’s very important to enhance confidence in our industry. I think it’s at an all-time low. Anything that would improve that is a good thing.

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Norm Casse

I’m all for uniform rules, but I’m not in favor of the government being involved. It doesn’t seem like it ever works. I think we’re an industry that should be able to regulate ourselves rather than have someone else do it.

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Tom Proctor

When is the government getting involved ever a good thing?

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Ian Wilkes

Bad. I don’t think we need Congress getting involved in our sport. I think our testing is very sophisticated now anyway. I think it’s quite good. Yes, we need uniform rules, but we don’t need Congress involved.

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Jim Bond

It would be bad, though the way it is now is chaos. It’s sad. Ninety-nine percent of the people in our business are good people. You can have all the rules in the world, but they don’t punish the people that have overstepped boundaries hard enough. Not 60 days or 90 days. Make it real. Put some teeth into it. But getting the government involved would not be good. It never seems to work.

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Tim Hills 

If it’s properly instituted, I think it would be good; but horsemen must be included on how it would be set up and how it would be implemented. The horsemen have to have a seat at the table. They would have to be included in setting guidelines. We must be included in how it’s written up. 

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Chris Englehart

I guess it all depends on what the rules were. You’re talking about uniform rules. That would be fine, unless the rules included banning Lasix. I wouldn’t be in support of that. Where would we race our bleeders? I think it would be a good thing to have uniform testing. In a lot of ways, it would be great.


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