What We Need to Know from HISA

Keeping up with the legal evolution of HISA is like playing monopoly onboard a ship in pitching seas—the players, tokens and money are strewn all over the deck.

Article by Annie Lambert

When the Horseracing Integrity and Safety Act (HISA) went into effect on July 1, 2022, few people involved with the Authority or stakeholders operating under the new rules could have predicted the political path the statute would trudge down.

Specifically, HISA’s Anti-Doping and Medication Control (ADMC) rules, which were to go into effect January 1, 2023, were put on hold. If/when enacted, the Horseracing Integrity & Welfare Unit (HIWU) will handle daily operations and administration of the ADMC. Drug Free Sport International will conduct the drug testing.

Multiple legal challenges from multiple entities in multiple jurisdictions snarled any further implementation of HISA. There were cheers from those opposing the new rules and jeers from those looking forward to implementing national uniform safety rules and anti-doping and medication control rules for Thoroughbred racing in the United States.

Race trackers took issue with the fact that they had little to no input in the rules and implementation of HISA. The Authority responded by creating the Horsemen’s Advisory Group (HAG). The group is composed of 19 owners, trainers and veterinarians along with representatives of racing offices, backside employees, farriers and aftercare enterprises. They began meeting monthly last November and will serve one- to two-year terms.

While the HAG may have settled some issues for horsemen, the legal suits continue. HISA appears confident that their legislation—which was written by legal experts specifically adept in constitutional law—will remain intact. 

The Politics

Dating back to early 2021, the lawsuits against HISA have been detailed ad nauseam. While the courts have knocked down some suits, a few remain standing at this time. All challenges include some variations of the constitutionality of the legislation regarding specific regulations, with others challenging the assessment formula, definitions, search and seizure regulations and/or FTC enforcement and other specifics. 

In mid-November, just six weeks prior to implementation of the ADMC, the United States Court of Appeals for the Fifth Circuit ruled HISA to be unconstitutional. The court felt that the legislation delegated unsupervised government power to a private entity. HISA rules are authorized by the Federal Trade Commission (FTC), which the court felt should provide closer supervision and have more input into the legislation.

Judge Joseph Hood, of the Sixth District Court, sided with the federal government on December 7 2022, suggesting the legislation established clear boundaries on HISA’s power, including a requirement that all rules be approved by the FTC. There is no timetable set for the court’s final decision.

On December 12, the FTC disapproved of proposed ADMC rules as submitted. The designated, independent enforcement agency of the ADMC program (HIWU) was prepared to enforce anti-doping and medication rules on January 1, 2023, if approved by the FTC. 

The FTC denied approval of the program rules “without prejudice” due to pending legal uncertainties. HISA will be resubmitting the ADMC rules. During the interim, state law will govern medication issues. The suspension of the ADMC also puts a hold on assessments that would be used to fund the program.

Kentucky Senator Mitch McConnell wrote a quick, short-worded clarification of HISA that was submitted with the recent Omnibus bill and passed the Senate on December 19 2022. The fix gives the FTC the power to “abrogate, add to, and modify the rules” of HISA as they see fit. The Omnibus bill passed the House of Representatives the following day, and President Biden signed it into law on December 29.

Legal wranglers for HISA have since asked a federal appeals court to set aside its ruling that declared the Authority unconstitutional in light of the legislation’s rewrite by Senator McConnell.

The Assessments

Much of life seems to come down to money; it may not be the root of all evil, but it does guide a lot of policy.

When the FTC did not accept HISA’s proposed ADMC in mid-December, state-owed payments due to fund the Authority were put on hold. Roughly $58.1 million in payments for 2023 are currently pending legal outcomes. The majority of those assessments pertain to the launch of the anti-doping program that has also been put into a holding pattern. Assessments already incurred for 2022 are required to be paid by the state commissions and the racetracks.

HISA’s total budget for the current year (2023) is slightly north of $72.5 million. That number includes nearly $37.4 million for operating the HIWU and drug testing work to be done by Drug Free Sport International.

A staff of 35 full-time employees will be in place by the end of this year, charged with implementing sound collection protocols and working to maintain continuity with existing collectors. They will also work on testing operations, compliance, quality assurance, education and industry outreach, good relations with state racing commissions and collaboration with laboratories, investigations and technology. 

The budget for 2023 provides $18.7 million for lab and research expenses toward implementing the ADMC program. 

State racing commissions received their assessed HISA operational expenses last October. Using a methodology set by HISA and approved by the FTC, the formula is calculated from total starts and the percentage of purses paid of total United States purses, other than the Breeders’ Cup World Championship races. 

States given the top assessments by HISA are New York ($8,660,471), Kentucky ($7,445,145), California ($7,344,139), Pennsylvania ($6,611,479) and Florida ($6,445,226). Payments are due in monthly payments; and if state commissions do not pay their assessments, their expense is passed to the racetracks. In states with multiple tracks, each track will be charged with a portion of the obligation based on a proportionate share of starts.

State racing commissions are able to reduce their assessments if they negotiate with HISA and HIWU and choose to provide sample collection personnel and investigative services in compliance with new ADMC program rules. HISA has provided $23 million to fund these racetrack contributions.

The Strikes

The HISA crop, or whip, regulations have created some turmoil. The consequences for overuse during a race can be stringent. 

Crop regulations (which also apply to exercise riders during morning workouts) have been in effect since July 1 2022 as part of the Integrity and Safety Authority. The main source of contention regarding the rules is striking a horse during a race more than six times. 

For seven to nine strikes during a race, jockeys face a one-day suspension plus a fine of either $250 or 10 percent of their share of the purse, whichever is greater. But strikes exceeding nine are punishable by more severe consequences. Those infractions do not alter the pari-mutuel payouts but can lead to a horse losing its total share of the purse money distributed to the owner, jockey and trainer. 

Ten to 13 strikes results in a $500 fine to the rider or his share of the purse, whichever is greater, plus a three-day suspension. At 10 or more strikes, the horse is also disqualified.

Graded stakes, including Breeders’ Cup races, are no exception. A recent Breeders’ Cup jockey struck his mount seven times – just one strike over – and received a one-day suspension and was assessed three points on his license as an additional penalty.

HISA rules created a point system for multiple violations by repeat offenders that will eventually have penalties compounded. Riders with 11 to 15 points on their license would receive an additional seven days of suspension in addition to the newest penalty. Riders with 16 to 20 points receive an additional 15-day suspension. With 21 or more points, a jockey could get a full 30-day “vacation.”

Points expire over six to 12 months post-violation; expirations are decided on a sliding scale based on the violation class assigned to those infractions.

Riders have acknowledged that keeping an accurate count of their hits can be difficult. And there are situations when use of a crop might keep a horse from causing a dangerous situation, e.g., drifting in or out. Several top jockeys have also noted that the extreme penalties give them cause to be more cautious of the regulations.

One jockey, who was listed in the standings where he was riding, was given a 30-day suspension when stewards said he showed a lack of effort, a “lackluster” finish, not consistent with his usual riding style. It sounded like a cloaked suggestion that he had pulled his mount. The rider, who did not appeal, reported that he thought he had reached his six-strike limit.

The National Jockeys’ Guild filed litigation against HISA, which they have recently dropped. There are purportedly ongoing negotiations with concern on rules, which HISA seems willing to negotiate to some degree. 

Whip violations are handed out after the race card is over. The stewards review race video prior to issuing the rulings. Both jockey and owner will have an opportunity to appeal.

The Contraband

There are two basic lists of drugs within the ADMC rules: “banned substances” and “controlled medications.” The FTC, of course, has not approved this portion of HISA, and there are only guesses as to when it will be put to use. 

During the interim, state regulators will continue to be responsible for medication rules, drug testing and enforcement.

In the past, trainers and veterinarians have relied on suggested withdrawal times to decide how far ahead of a race to give a particular drug. The new rules do not rely on withdrawal times. Federal laws, as written, require the Authority and HIWU to base medication rules on international standards for racehorses.

Foreign countries base their medication rules on the International Federation of Horseracing Authority guidelines, which do not provide withdrawal times. Instead, they provide “detection times.”

Detection times are based on peer-reviewed studies of a drug. In the study, a sample of horses are all given a drug and tested at periods of time afterwards. The detection time is the first time point at which all the horses in the study were negative for the drug given.

Due to variations in how drugs are metabolized in individuals, the detection times are a starting point for vets and trainers to decide when to withdraw a drug. Based on the individual horse, dosage and how it was administered the connections to the horse must be aware the outcome may change due to the variables.

If the lines between legal dosages and overages are so fine, it could lead one to assume racing officials would prefer horsemen not use the drug at all.

One trainer was suspended for seven calendar days, fined $3,000 and assessed two points on the Association of Racing Commissioners International scale for multiple medication violations for a lidocaine positive. Testing showed the horse had tested above the allowed amount of a “permissible medication.”

The involved horse was disqualified from the Maiden Special Weight race win and the purse redistributed. 

Shoeing regulations have been a big issue with trainers and farriers from the get-go. The initially approved shoe dimensions were not manufactured, and those dimensions eventually changed several times. It left horsemen confused.

The federal regulation that prevents the use of toe grabs on front shoes became an issue again when connections of a second-placed horse in a Gr. 2 stake questioned if the winner had front grabs. It was determined the winner was shod legally. The finish stood.

Horses are commonly trained in different shoes than those they run in. Blacksmiths and examining veterinarians who see horses with prohibited shoes in the morning are said to be making trainers aware there would most likely be a problem if the horse were to race as shod. 

The voided claim is another regulated area that was foreign to some racing jurisdictions, while a state like California has been practicing for some time. 

HISA policy requires claims be voided if a horse is unsound in the test barn, experiences bleeding or has a post-race medication violation. These rules are in addition to policies many tracks had in place to void claims, such as a horse dying on track or having to be vanned off. To date, most voided claims were a result of post-race unsoundness or horses that bled.

In spite of legal frustrations and rules that horsemen feel are too restrictive and not beneficial to the Thoroughbred racing industry, HISA marches on. More horsemen being involved should help, but the learning curve seems too long for everyone in racing.

Prohibited Substances Overview

• Banned substances prohibited at all times, such as anabolic agents and diuretics or masking agents

• Banned methods prohibited at all times, such as chemical castration or immunocastration

• Controlled medication substances prohibited during the race period, such as analgesics and nonsteroidal anti-inflammatory drugs (NSAIDs)

• Controlled medication methods prohibited during the race period, such as the use or administration of an alkalinizing agent

• Prohibited substances and methods may be included in the prohibited list by general category or with specific reference to a particular substance or method. 

The prohibited list will be updated yearly.

Lazarus’ Lessons Learned

Lisa Lazarus, the chief executive officer for the Horseracing Integrity and Safety Authority (HISA), pointed to the importance of sport-wide unity within the United States racing industry. Lazarus spoke during the Global Symposium on Racing held in early December at the University of Arizona in Tucson.

A year after taking her position with HISA, Lazarus pointed to 10 lessons she has learned:

1. Racing’s strength is the diversity of viewpoints, which creates a lot of debate among industry leaders.

2. Participants in the industry have a role in making HISA better, even those groups that have been critical of the Authority. That was her reason for adding the Horsemen’s Advisory Group to include all viewpoints in the rulemaking process.

3. Criticism is expected and welcomed from the people who make a living at the track with skin in the game. 

4. Stakeholder’s engagement, even criticism, is welcomed and will help make HISA and the industry better. 

5. The vulnerability of jockeys, who must trust that the system has reduced the risk of injury to horses and riders, will be able to depend on jockey health initiatives via the racetrack safety program.

6. Despite robust debate regarding the Authority, the racing industry has wanted uniform medication regulation for years. Racing participants who compete fairly deserve to know their competition is also competing fairly.

7. The sport of racing has tried independent regulation because a voluntary system has not worked.

8. Uniform rules must be accompanied by uniform implementation to work successfully.

9. The Authority’s regulators should not be the focal point for the sport. They should be operating in the background to root out those with bad intentions, leaving the industry a focus on integrity.

10. The Authority has incredible people who are committed to doing what is best for the industry. The intent is not to complicate people’s lives, but to help grow the industry through uniformity.

Patrick O’Keefe - Kentucky West Racing

Article by Bill Heller

Growing up in Ogden, Utah, Patrick O’Keefe never saw a racetrack. But it didn’t prevent him from falling in love with a horse. 

Patrick did bond with his father through railroads. “I’m a two-generation railroad worker,” he said. “My dad worked for the Union Pacific Railroad. I worked there while I was going to college at the University of Utah. Just before I graduated, he had a heart attack and died. My railroad career ended at that point. So I hooked up with a good friend, Dennis Bullock. I loved golf. We went looking for a property to build a golf course. We looked all over the country. We didn’t have a lot of money, but we had a lot of energy.”

Their search took them to Bear Lake, Idaho, near the southeast border of Idaho and Utah, and Patrick liked what he saw. They found the property owner and made a deal. “I gave him $10 down,” Patrick said. “I had to come up with $2,000.”

He did. They built a golf and country club, and then sold some 1,000 lots on the property. “I was pretty good at sales,” Patrick said.

On a fateful day, one of Patrick’s buddies from home, Wayne Call, paid a visit. He’d moved to the east and was back visiting family. “He lived right next to me in Ogden,” Patrick said. “His dad worked for Union Pacific.” Wayne, who had worked in bloodstock and trained a few horses, told Patrick he thought Bear Lake would be a great place to raise Thoroughbreds. Patrick told Wayne he thought it was too cold to raise horses but Wayne told him the cold kills parasites and limits disease. In Ray Paulick’s February 2022, story in the Paulick Report, Patrick said, “We have good water and several hundred acres, so I said I’d give it a try. I was dumb as a post. I had no background in racing whatever.”

So he leaned on Wayne and they took off for a nearby off-track betting facility in Evanston, Wyoming. “Wayne told me to look for a mare that’s won a lot of races that had good breeding,” Patrick said. He settled on Rita Rucker, a granddaughter of Danzig who’d won 21 races, including four stakes and earned $249,767. Her last start was in a $16,500 claimer, and Patrick got her for $7,500.

Patrick chose Kentucky West Racing—a courtesy to Wayne who once owned a hotel named Frontier West—as a stable name and bred Rita Rucker to Thunder Gulch. Patrick decided to raise the foal on his farm in Bear Lake. “My ranch is 200 acres,” he said. “We fenced a paddock. We had a little manger—a lean-to. When they unloaded Rita Rucker, she was absolutely gorgeous. I couldn’t believe my eyes.”

Rita Rucker foaled a filly. Patrick named her Private World, fitting his farm’s secluded area. “I’d drive up to the ranch two or three times a day,” Patrick said. “She’d see me coming and start to run along the fence line. That was her. She just loved to run.”

One snowy evening, she ran away. “Lots of snow, and I came to watch her one night,” Patrick said. “The fence was broken, and she was gone. My ranch adjoins the National Forest. What happened was an elk got through the fence to go after my feed. I saddled another horse and got a lariat. She was at the top of the mountain. I worked my way up to the top of the mountain. It was snowing. It was amazing. It took me hours to get her.”

But he did. “She was just a yearling,” Patrick said. “I built a barn for her.”

When it was time to find a trainer, a friend recommended Bob Hess, Jr. Hess and Patrick quickly discovered they had a talented two-year-old filly. Private World won her first three starts, a maiden race at Del Mar, an ungraded stakes at Santa Anita and the $100,000 Moccasin Stakes at Hollywood Park.

“I’m offered a million and a half after the race,” Patrick said. He didn’t take long to say ‘no.’ “Let me tell you something, I was in love with that horse,” Patrick said. “I was in love with her from the day she was born. I just figured that this horse was going to be the start of something fantastic.”

Her next race was anything but. In the Gr. 1 Hollywood Starlet, Private World tired to finish last—11th by 20 ¼ lengths. She then finished second in a $96,000 stakes and fourth in an $83,000 stakes. She had posted three victories and one second in six starts and earned $166,058.

She never raced again. “She ran through an iron fence and broke her leg,” Patrick said. “I didn’t have any insurance. I lost her for racing, and I thought we would have to put her down.”

Patrick brought her back to Bear Lake, and she slowly recovered. “I spent months with her,” he said. “I hauled in bale after bale of straw. I slept in the barn with her. I bawled my eyes out for a month. I told her as long as she’s alive, I would stay in the business.”

He meant it, and now, at the age of 80, his business is thriving with a partner, Clarke Cooper. After Private World recovered, Patrick bred her to Giant’s Causeway and was rewarded with the three-year-old speedy colt Classic Causeway, who took Patrick and Clarke on a heck of a Triple Crown ride, capturing the Gr. 3 Sam F. Davis and the Gr. 2 Tampa Bay Derby for trainer Brian Lynch.

After Classic Causeway finished 11th in both the Gr.1 Florida Derby and the Gr. 1 Kentucky Derby, Patrick and Clarke switched trainers to Kenny McPeek. In his first start for his new trainer, the Gr. 3 Ohio Derby, Classic Causeway fought on the front end before weakening to third.

McPeek thought Classic Causeway would handle turf, and he gave his new horse quite the challenge: the mile-and-a-quarter Gr. 1 Belmont Derby at Belmont Park July 9. Sent off at 26-1 under Julien Leparoux, Classic Causeway went wire-to-wire, winning by three-quarters of a length. Subsequent good races, thirds in the Gr. 1 Saratoga Derby Invitational and the Gr. 3 Jockey Club Derby Invitational, leaves his connections plenty of options in a promising future.

Private World has since foaled a colt and a filly weanling by Justify, and she’s in foal to Maximum Security. “We’re loaded; we’re loaded with potential,” Patrick said. “I didn’t take the money when I needed it. I just wanted to go on this journey and see where it takes us.”

On August 31, the journey took him to a destination he’d never envisioned growing up in Ogden, Utah. He was named the Thoroughbred Owners and Breeders Association September Member of the Month. And he knows who to thank.

Asked what he thinks of when someone says “Private World,” he said, “I think of love.”   

Donato Lanni - X-Men Racing

Article by Bill Heller

Thoroughbred bloodstock agent Donato Lanni cherished trips to the racetrack with his father, Giuseppe, who grew up in Italy and settled in Montreal, making a career as a construction contractor. He did well enough to pursue his passion. “My dad had a love and a desire for horses and horse racing,” Donato said. “He had some claiming horses.”

They were harness horses and Donato and his father shared evenings at Blue Bonnets Racetrack. “I grew up around it,” Donato said. ”As a kid, there’s something inside you that gets alerted. You catch the bug. I don’t think that’s a myth. I was eight or nine.

“Summertime, I got more involved. I spent all my time at Blue Bonnets going to the barn. I became a groom when I was 13 or 14. There I got to meet some really cool guys—some of the most legendary guys in harness racing: Andre LaChance, Sylvan Filion and Duncan MacTavish. Andre never talked and was not very pleasant to be around, but he was a hell of a horseman. He took a liking to me for some reason. I drove in qualifier (non-betting) races.” Donato was 16 when he bought his first horse.

Though Donato graduated from Concordia University in Montreal, he realized that he wanted to head south—far south. Taking advantage of a summer program at Concordia, Donato got a temporary visa to work in the United States, fixating on Kentucky.  

“I didn’t see a future in Canada,” he said. “I asked, `How am I going to make a living with horses?’ I thought I had to go to Kentucky and see what it was like. I left Canada, knowing I was never going back.”

But he had no connections in America. “You take a chance and go to work,” Donato said.

And when you can’t find work? Running out of money, Donato bought a tent and camped out at the Kentucky Horse Park.

He got a huge break when he met John Cashman of Castleton Farm, one of the premier harness farms in North America. “I got a job with John,” Donato said. “He was very nice to me. I became the yearling manager in 1996. I was 25. I kept working. Grind, grind. Eventually doors open and you meet people.”

He counts himself lucky for meeting and then working for John “Big Johnny” Jones, the founder of Walmac International Farm in Lexington, where such super stallions as Nureyev and Alleged stood. Jones was also the founding partner of Four Star Sales. Initially, Donato landed a job with Walmac selling stallion services. 

“If there was one person most responsible for any success that I had, it was Johnny Jones,” Donato told Murray Brown in his October 2021 story in Harness Racing Update. “Johnny was a noted bloodstock agent who ran Walmac International. It was from him that I learned my craft. He sold and bought horses. Eventually, so did I. While I was at Walmac, Johnny supported me on my first route towards becoming an American citizen.”

While with Walmac, Donato got to know Thoroughbred owner and movie theater magnate George Krikorian. He told Donato to let him know if one yearling caught his eye at any of the sales. One did—Starrer. She sold for $35,000 and won multiple Gr. 1 stakes on the way to becoming Donato’s first millionaire. In an article in Blood-Horse magazine, Krikorian said of Donato, “I don’t know anyone who had a better eye for horses than he does.”

Eventually, Donato worked for John Sikura’s Hill ‘n’ Dale Farm as director of Bloodstock Services, and became friends with Hall of Fame trainer Bob Baffert. “I met Bob 20 years ago at a sales,” Donato said. “He took me around and showed me what to look for. We’re still pretty close. I learned my craft through Bob Baffert. He’s a great horseman. He’s the best.”

Donato has paid Baffert back by selecting two Horses of the Year: Arrogate (2016) and Authentic (2020).

In 2006, Donato reconnected with Canadian horsemen, specifically trainer Kevin Attard. Attard trained Leonnatus Anteas, a yearling colt Donato picked out for Nob Hill Farm. The following year, Leonnatus Anteas won all three of his starts and was named Canadian Champion Two-Year-Old Colt. “That was the start of our relationship together,” Kevin said. “He sent me a couple horses over the years. For me to be associated with him has been a boost to my career. He respects me as a trainer.”

A few years back, Donato decided to start a new team. He convinced several Canadian horse owners and hockey fans to form X-Men Racing and then partnered with SF Racing and Madaket Stables. Lanni nicknamed the partnership “The Avengers. We put a fund together and bought a dozen horses,” Donato told Murray Brown in his story. “They’re all guys that are in the horse business—some of them with Standardbreds. But what they all have in common, besides being friends with me, is that they’re all lucky.”

One of the original dozen X-Men Racing horses was Moira. All the filly did in August was defeat colts while taking the $1 million Gr. 1 Queen’s Plate by seven lengths in track-record time. Less than a month later, their two-year-old filly Last Call won the Gr. 1 Natalma. 

Through all the ups and downs, all the twists and turns of his colorful career, he never lost that feeling he first experienced when he went to the track with his father. “They’re majestic animals,” Donato said. “They’re beautiful to look at. You go work with them; it’s very challenging and it’s fun. We got started because we love the horse.”

Dr. Robert and Laura Vukovich

Article by Bill Heller

Going to the track with your father is a powerful experience for a little boy—a treasured memory. “I grew up on the Jersey shore, and my dad used to take me out to Monmouth Park,” Dr. Robert Vukovich of WellSpring Stables said. “I was probably nine or 10. He taught me how to read the Racing Form, and sometimes he would place a bet for me. I’ve always loved horses and horse people. I decided if I ever had the chance, I would try to get involved somehow.”

Seven decades later, he is involved up to his gills and wouldn’t want it any other way. The fact that he can share it with his wife Laura makes it even more special. “She’s been there every step of the way,” he said.

Why did he wait until the 1990s to get involved in Thoroughbred racing? “College and my pharmaceutical career got in the way,” he joked. “I started in pharmaceutical research.”

He eventually developed his own company, Robert’s Pharmaceutical, and sold it to a large United Kingdom company in the late 1990s. That allowed him to return to horses.

Asked if he ever misses his pharmaceutical career, Robert said, “No. I don’t miss all the pressures. I don’t miss all the deadlines and the regulatory commissions.”

That didn’t prevent him from being successful in his industry. “He came from nothing and has worked very hard,” Laura, a native of Brooklyn with no prior history with horses, said. “We both did. He’s just a warm, caring person even to his horses. He says, `You only go around once—no rehearsal.’”

He’s never been happier than he is now with horses. “I wake up in the morning, and I think of horses,” he said. “I talk to people all day about horses, and sometimes I even dream about them—horses like Leave No Trace. Could this be really happening? Did we win the Spinaway?” They did.

In 1999, the Vokoviches bought a horse farm in Colts Neck, New Jersey, where they now also live. “We started with 100 acres and added pieces,” Robert said. “We currently have 168 acres. Laura names most of our horses.”

She named their two-year-old filly star Leave No Trace after a movie she watched some time ago. “I didn’t see the whole movie,” she said. “It was about a father and a daughter and some tragedy.”

Their horse operation has been the complete opposite. They began breeding horses and then started buying them at auctions and racing them. “Over time, I got to appreciate that I could do better than breeding by carefully selecting horses at auctions,” Robert said. “We now buy most of our bloodstock.”

His initial success came with the help of late trainer Dominick Galluscio, who saddled Organizer and Dr. Vee’s Magic to consecutive victories in the rich Empire Classic for New York-breds in 2006 and 2007. “He was a great trainer and a friend,” Robert said.

Now he uses Phil Serpe and Jim Ryerson as his trainers. “After Dominick passed, I asked Jim Ryerson if he’d take a few horses,” Robert said. “He did. I asked him who would be useful to me as a trainer who races in New York and Florida, and he nominated Phil Serpe. Phil and I have been doing business for seven years. We train our horses in the winter down in Florida and bring them up in the springtime and decide whether to send them to Jim or Phil.”

Robert and Laura now have 15 horses in training, including eight yearlings and five weanlings. They have never done better than the last two years. In 2021, Safe Conduct won the Queen’s Plate. Unfortunately, Peter and Laura weren’t there at Woodbine. “We couldn’t get up there to watch in because of Covid,” Robert said. “We had a bunch of people here. When he crossed the finish line, I was stunned. I couldn’t believe it. It was remarkable.” More recently he finished second in the Gr. 3 Monmouth Stakes. “He’s still a special horse,” Robert said. 

So is Leave No Trace, who followed a 2 ¼ length debut in a restricted maiden debut at Saratoga by capturing the Gr. 1 Spinaway there at 14-1. Serpe trains both Safe Conduct and Leave No Trace. Robert and Laura purchased Safe Conduct for $45,000 as a yearling at the Keeneland November Sale and Leave No Trace for $40,000 as a yearling at the Fasig-Tipton Mid-Atlantic Fall Sale. Combined, they have earned more than $900,000 with a lot of racing still ahead of them.

But, again, Robert and Laura weren’t at the track when Leave No Trace won the Spinaway. “We were in Switzerland when she won the Spinaway,” Laura said. “We watched it on the telephone. It was around midnight. My husband went bananas. We were very proud. Now Phil is asking us not to be there in her future races. He said he’d buy us cruise tickets.”

Regardless, Robert and Laura are embracing the ride. “To see a little baby grow up and become a rockstar in horse racing, it’s very fulfilling.” Robert said.

Actually, they enjoy every horse they have, regardless of their performances. “Horses are very honest,” Robert said. “They’re the best employees you can have. They just give you all they have, and they never question it. Mother Nature created these animals so beautiful, so powerful and, for most cases, very gentle around you. You sit and watch them in awe. They always give you their best. They give you everything they’ve got. You can’t ask for more. I’m going to be 80. The horses keep me young.”

Is it time to change the way stakes are scheduled?

Graded stakes scheduling across the country has become farcical in recent years, says Sid Fernando, with too many races for the same types of horses clustered together to make them meaningful events in their own right, on many levels.

By Sid Fernando

First Published (20 April 2011 - Issue Number: Issue 20)